21-02027 | 01/27/2022 | Claimant(s): Paul DiPietro Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Investors Capital Corp. Respondent Lawyers(s): Benjamin J. Biard Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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20-03085 | 11/12/2021 | Claimant(s): Samuel Izaguirre Claimant Lawyers(s): N. Nancy Ghabai Respondent(s): LPL Financial LLC, Chase Investment Services Corp. Respondent Lawyers(s): Michael A. Gross, Sara B. Davis Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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18-03403 | 08/10/2021 | Claimant(s): SunTrust Investment Services. Claimant Lawyers(s): Andrew Froman Respondent(s): Veronica Gillotte Respondent Lawyers(s): Veronica Gillotte Arbitrator(s): Kimberly A. Gilmour, Susan M. Dunning, Robert G. Geeseman Hearing Site: Boca Raton, FL
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20-02148 | 06/23/2021 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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20-02147 | 01/29/2021 | Claimant(s): Jason Stephens Claimant Lawyers(s): Harris Freedman Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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20-01643 | 01/25/2021 | Claimant(s): Daniel Cohen Claimant Lawyers(s): Cory Zadanosky Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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20-01608 | 12/17/2020 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert S. Natiss, Kimberly A. Gilmour, Marie G. Peterson Hearing Site: Boca Raton, FL
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20-01610 | 12/07/2020 | Claimant(s): James Springer Claimant Lawyers(s): Nisha S. Wright Respondent(s): The Huntington Investment Company Respondent Lawyers(s): Paul R. Harris Arbitrator(s): David P. Slater, Kimberly A. Gilmour, Rosemarie Elizabeth Stoffo Hearing Site: Boca Raton, FL
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20-01199 | 10/29/2020 | Claimant(s): Kevin Mcbarron Claimant Lawyers(s): Stephan Louviere Respondent(s): Sagepoint Financial., SII Investments. Respondent Lawyers(s): Eric A. Michaels, James V. Noblett Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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20-01149 | 09/28/2020 | Claimant(s): Alisa Jaffe Claimant Lawyers(s): Cory S. Zadanosky Respondent(s): Morgan Stanley Respondent Lawyers(s): Kimberly J. Gustafson Arbitrator(s): Kimberly A. Gilmour Hearing Site: Boca Raton, FL
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