| 16-02088 | 01/23/2017 | Claimant(s): Estate of Norma Parker
Claimant Lawyers(s): Michael S. Kasanoff
Respondent(s): Steven BarsolonaL Financial LLC
Respondent Lawyers(s): Peter W. Gillies
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
|  | $0 |
| 16-01556 | 01/13/2017 | Claimant(s): Janney Montgomery Scott LLC
Claimant Lawyers(s): Jill B. Clarke
Respondent(s): David Seigerman
Respondent Lawyers(s): David Seigerman
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
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| 14-01486 | 01/06/2017 | Claimant(s): Renee Vanek
Claimant Lawyers(s): Margaret Peper
Respondent(s): Affinity Federal Credit Union, Affinity Investment Services
Respondent Lawyers(s): David E. Strand
Arbitrator(s): Louis H. Miron, Joan Marie Chiusano, Eric Moss Stein
Hearing Site: Newark, NJ
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| 16-01622 | 01/05/2017 | Claimant(s): Edward Moldaver
Claimant Lawyers(s): David E Robbins
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Sam Antar, Marvin L. Schuldiner, Raquel Kraus
Hearing Site: Newark, NJ
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| 16-00639 | 12/27/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alan S. Rafterman
Respondent(s): Nicole Montecalvo, Laural Lane
Respondent Lawyers(s): Nicole Montecalvo
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $0 |
| 13-03199 | 11/15/2016 | Claimant(s): Wunderlich Securities.
Claimant Lawyers(s): Mark D. Griffin
Respondent(s): Joseph Glodek, Richard Libretti
Respondent Lawyers(s): Kevin Barber
Arbitrator(s): Margaret Leggett Tarver
Hearing Site: Newark, NJ
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| 16-00548 | 11/14/2016 | Claimant(s): Jeffrey Matthew Wealth Management, Jeffrey Matthews Financial Group
Claimant Lawyers(s): Thomas C. Jardim
Respondent(s): Donald Watson
Respondent Lawyers(s): Donald Lee Watson
Arbitrator(s): Sam Antar, Stanley M. Lenkowicz, Edward W. Morris
Hearing Site: Newark, NJ
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| 16-01537 | 11/03/2016 | Claimant(s): Jospeh Serpente
Claimant Lawyers(s): Gary Schafkopf
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin Lewis
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
| | $35 |
| 15-00875 | 10/21/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Eric Zakarin
Respondent Lawyers(s): James Halter
Arbitrator(s): Julian F. Santos, Stanley M. Lenkowicz, Veronica Ann Williams
Hearing Site: Newark, NJ
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| 16-01480 | 10/21/2016 | Claimant(s): Anita Lennon
Claimant Lawyers(s): Anita Lennon
Respondent(s): Brian Villante, Grace Financial Group LLC
Respondent Lawyers(s): Brian Villante
Arbitrator(s): Micalyn S. Harris
Hearing Site: Newark, NJ
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