| 17-03089 | 07/17/2018 | Claimant(s): Bernard Martin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
| | |
| 16-03235 | 07/12/2018 | Claimant(s): Aeon/Aeon Holding
Claimant Lawyers(s): Demetrios Pavlou
Respondent(s): Mitchell Manoff, Pamela Calabrese, Richard Calabrese, Corinthian Partners, L.L.C.
Respondent Lawyers(s): Daniel J. Dugan
Arbitrator(s): Catherine Stewart, Robert E. Anderson, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
|  | $60,000 |
| 17-03209 | 06/29/2018 | Claimant(s): James Ward
Claimant Lawyers(s): Ryan Cook
Respondent(s): Fmsbonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Morton S. Bunis
Hearing Site: Newark, NJ
| | Stipulated Award |
| 18-00234 | 06/28/2018 | Claimant(s): John Foran
Claimant Lawyers(s): Eric Litow
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | |
| 17-01568 | 06/20/2018 | Claimant(s): Howard Weissberg, Howard Weissberg IRA, Sheila Weissberg IRA, Sheila and Howard Weissberg
Claimant Lawyers(s): Thomas J. Romans
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
| | $32,881 |
| 17-03477 | 06/01/2018 | Claimant(s): Karen Kennedy
Claimant Lawyers(s): Karen A. Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
| | $213 |
| 17-02503 | 05/31/2018 | Claimant(s): Amanda Glanz
Claimant Lawyers(s): Eric Litow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Catherine Stewart
Hearing Site: Newark, NJ
| | |
| 17-02353 | 05/16/2018 | Claimant(s): Frank Iosso Jr, Marie G. Iosso et al.
Claimant Lawyers(s): Frank Iosso
Respondent(s): Daniel Magier, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert E. Anderson, Annamaria Boccia Smith, Morton S. Bunis
Hearing Site: Newark, NJ
| | Expungement |
| 17-03188 | 04/25/2018 | Claimant(s): Kevin Ellman, Paul Miller
Claimant Lawyers(s): Richard D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Lydia Zaidman
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 17-02369 | 04/23/2018 | Claimant(s): Thomas J. Swiston IRA, Thomas and Jane Swiston JT TEN
Claimant Lawyers(s): Thomas J. Swiston
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Helm Wright
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
| | $0 |
