| 17-01749 | 02/15/2019 | Claimant(s): Timothy Ruecker
Claimant Lawyers(s): Henry M Stein
Respondent(s): Jennifer Funke, Patrick Funke
Respondent Lawyers(s): Charles M. Callahan
Arbitrator(s): James M. Rapisarda, Donald Dreyfus, Ernst Janensch
Hearing Site: Phoenix, AZ
| | |
| 13-03504 | 04/17/2018 | Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): David Boling, James Roy
Respondent Lawyers(s): Joseph L. Hood
Arbitrator(s): Robert S. McConnell, Jay Lawrence Witkin, Donald Dreyfus
Hearing Site: Phoenix, AZ
|  | $15,000 |
| 16-02247 | 02/16/2018 | Claimant(s): Robert and Cherie Kirk
Claimant Lawyers(s): Robert D. Kirk
Respondent(s): Brian Filizetti, Debra Underwood, Kyle Edsall, Lisa Lawrence, Invest Financial Corporation, Thomas Martell
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Timothy J. Kroll, Donald Dreyfus, Delores Manwar
Hearing Site: Phoenix, AZ
| | Expungement |
| 16-02691 | 02/06/2018 | Claimant(s): Corbett LaDuke, Matthew Phillips
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): L. Eric Dowell
Arbitrator(s): Donald Dreyfus, John H. Fearnow, Alan Peter Scherer
Hearing Site: Phoenix, AZ
| | |
| 16-03006 | 10/06/2017 | Claimant(s): Travis Hughes
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): AXA Advisors, Investors Capital Corp.
Respondent Lawyers(s): Hector D. Geribon, Jeremy Carr
Arbitrator(s): Donald Dreyfus
Hearing Site: Albuquerque, NM
| | |
| 16-02232 | 12/27/2016 | Claimant(s): Phyllis Young
Claimant Lawyers(s): Phyllis R. Young
Respondent(s): USAA Investment Management Company
Respondent Lawyers(s): Theodore C. Schultz
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
| | $21,030 |
| 14-02763 | 12/15/2016 | Claimant(s): Patricia Flock, Shmily Trust U/A dtd 10/04/2000
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): William M. Howard, Donald Dreyfus, Kenneth L. Mann
Hearing Site: Phoenix, AZ
| | Expungement |
| 13-01265 | 06/12/2015 | Claimant(s): Dale Christensen, Diane Anderson, James Davenport, Janice Davenport, Marilyn Christensen, Mark Anderson, Michael Anderson, Susan Anderson, John McCaleb IRA, Apollo Co 401K Plan, Randall Holleyman 2007 Living Trust, Snedegar Childrens Trust
Claimant Lawyers(s): Denielle Williams, Randall K. Calvert
Respondent(s): John Eugster, John Galinsky, Matrix Capital Group.
Respondent Lawyers(s): F. Chet Taylor, Rose M. Schindler
Arbitrator(s): Deana S. Peck, Janice L. Sperow, Donald Dreyfus
Hearing Site: Phoenix, AZ
| | $1,537,600 |
| 14-00193 | 03/26/2015 | Claimant(s): James Gribble, Mary McCabe, Robert Gribble
Claimant Lawyers(s): Theodore J. Hodan
Respondent(s): Christine Gribble
Respondent Lawyers(s): Erin M. Strohbehn
Arbitrator(s): Stuart S. Mukamal, Gerald J. Thain, Donald Dreyfus
Hearing Site: Milwaukee, WI
| | $300,000 |
| 14-00313 | 08/20/2014 | Claimant(s): Rick Haggstrom
Claimant Lawyers(s): Rick J. Haggstrom
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
| | $213 |
