| 12-02170 | 05/13/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Tracy L. Gerber
Respondent(s): Nicolette Siyufy
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Patricia Gunn, Margaret R. Hoyt, Lynn Saunders Matthews
Hearing Site: Orlando, FL
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| 13-03508 | 04/28/2015 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Theodore Cavaliere
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
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| 13-02234 | 10/27/2014 | Claimant(s): Gary Henderson
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Andrew Froman
Arbitrator(s): Kimberly A. Gilmour, Steven E. Eisenberg, Alisa Matire
Hearing Site: Boca Raton, FL
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| 11-03929 | 03/04/2014 | Claimant(s): Andrew Miller
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Steven Gerard Goerke, Gary M. Landau, Kathy N. Novick
Hearing Site: Ft. Lauderdale, FL
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| 12-00137 | 02/21/2014 | Claimant(s): CCO Investment Services Corp., RBS Citizens, N.A.
Claimant Lawyers(s): Christine R. Fitzgerald
Respondent(s): Douglas McDermott
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): John J. Jordan, John T. Hausladen, Kenneth D. Morris
Hearing Site: Philadelphia, PA
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| 09-01619 | 03/05/2013 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Jonathan E. Levine
Respondent(s): Robert Hoffman
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Glenn Lloyd Nobel, Fred M. Fleisher, Peter L. Marco
Hearing Site: Philadelphia, PA
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| 10-03530 | 03/09/2012 | Claimant(s): Denise Springer
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): George K. Beardsley, Deborah J. Powell, Charlotte F. Abington
Hearing Site: Tampa, FL
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| 09-02852 | 12/12/2011 | Claimant(s): Mark Sidell
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David M. Levine, Will Murphy, Barry Rabinowitz
Hearing Site: Boca Raton, FL
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| 09-01264 | 02/09/2010 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Andrew Park
Respondent(s): Howard Walzer
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): G. Robert Abrams, Robert B. Kane, Suzanne E. Mowry
Hearing Site: Boca Raton, FL
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| 09-01316 | 11/12/2009 | Claimant(s): Newbridge Securities Corporation
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): David Lesko
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): Sandra J. Bakalus
Hearing Site: Ft. Lauderdale, FL
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