| 18-00554 | 11/15/2021 | Claimant(s): Jefferies LLC
Claimant Lawyers(s): Andrew J. Shapren
Respondent(s): Michael Kamras
Respondent Lawyers(s): David Jacobs
Arbitrator(s): Michael G. Clark, Robert C. Albini, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | |
| 20-01135 | 08/04/2021 | Claimant(s): Daniel Sebastian, Robin Sebastian
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Kevin K. Fitzgerald
Arbitrator(s): Adam Michael Porter, Pamela Jane Koslow, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
|  | $0 |
| 19-01319 | 02/05/2020 | Claimant(s): Steven Moreno
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline R. Meyers
Arbitrator(s): John E. Ohashi, Jack R. Goetz, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | |
| 16-03252 | 08/02/2019 | Claimant(s): Joseph Ziomek, Laguna Financial Group.
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Robyn C. Crowther
Arbitrator(s): Brent J. Rosenbaum, Adam Michael Porter, Stephen Gary Holmes
Hearing Site: Los Angeles, CA
| | |
| 18-01378 | 07/30/2019 | Claimant(s): Robert Horning
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Direct Capital Securities.
Respondent Lawyers(s): Ray Stovall
Arbitrator(s): Adam Michael Porter
Hearing Site: Los Angeles, CA
| | |
| 17-00567 | 07/14/2017 | Claimant(s): Julian Trobe
Claimant Lawyers(s): Joan H. Lowenstein
Respondent(s): Hunter Wise Securities
Respondent Lawyers(s): William A. Owen
Arbitrator(s): Adam Michael Porter
Hearing Site: Los Angeles, CA
| | |
| 12-02073 | 05/08/2015 | Claimant(s): Anthony DeLuca, Nicolinda De Luca
Claimant Lawyers(s): Charles M. Gibbs, Daniel B. Lipson
Respondent(s): Robert Tweed
Respondent Lawyers(s): H Thomas Fehn
Arbitrator(s): Victoria E. Johnson, James A. Sigler, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | $0 |
| 13-02355 | 03/03/2015 | Claimant(s): Irene Muratore, John Muratore, John S. & Irene D. Muratore Living Trust
Claimant Lawyers(s): Michael D. Kennedy
Respondent(s): Crown Capital Securities, L.P.
Respondent Lawyers(s): Craig Bockman
Arbitrator(s): Arthur T. Berggren, Jasmina T. Boulanger, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-04381 | 11/19/2014 | Claimant(s): Antonio Cagnolo, Arlene Webber, Farrokh Alaghband, Guita Shahrestany, Irene Martino, Lucio Martino, Mark Webber, Nick Shahrestany, Pejmon Tagizad, Peter Spataro, Stephanie Alaghband, 10100 Culver City LLC, Apollo Investments., F&A Holdings., Milan Investments, The Martino Family Trust dtd 7/2/00, The Webber 1990 Revocable Trust, Zia Shahrestany Trust
Claimant Lawyers(s): Gary A. Praglin
Respondent(s): Bruce Treitman, Deutsche Bank Securities.
Respondent Lawyers(s): Mark Parmelee, Paul J. Schumacher
Arbitrator(s): Robert F. Saint-Aubin, George Frederick Garris, Adam Michael Porter
Hearing Site: Los Angeles, CA
| | Expungement |
| 13-01890 | 09/22/2014 | Claimant(s): Ashok Rao
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Ivan Angulo, Niyukt Bhasin, NSM Securities.
Respondent Lawyers(s): Ivan Angulo, Niyukt R. Bhasin, Niyukt Raghu Bhasin
Arbitrator(s): Steven J. Feldman, Adam Michael Porter, Alan Bert Nishimura
Hearing Site: Los Angeles, CA
| | $128,000 |
