FINRA Awards for National Securities Corporation

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-40 out of 152 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-00821	06/08/2023	Claimant(s): William Braun Claimant Lawyers(s): Zachary Morse Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Louis David Huss Hearing Site: Boca Raton, FL
22-02290	06/02/2023	Claimant(s): Scott Fessler Claimant Lawyers(s): Scott Darren Fessler Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Vicki Z. Holleman, Karen Isabel Bedrosian - Richardson, Miriam Goode Hearing Site: New York, NY
22-02477	06/02/2023	Claimant(s): David Morgan Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Annamaria Boccia Smith, Maria Barry, John Lawniczak Hearing Site: New York, NY
22-01685	05/12/2023	Claimant(s): Allan Babaian Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): National Securities Corporation, Joseph Stone Capital L.L.C. Respondent Lawyers(s): Damian Maggio, Emily A. Hayes Arbitrator(s): George G. Kurschner, David I. Stern, Philip Lindsay Bullen Hearing Site: Boca Raton, FL
22-01920	05/12/2023	Claimant(s): Andrew Massaro Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Anthony Marchese, Susan Romano, Glenn Ravenell Hearing Site: New York, NY
22-00822	05/11/2023	Claimant(s): Troy Goldberg Claimant Lawyers(s): Zachary Morse Respondent(s): Monroe Parker Securities., National Securities Corporation, NewBridge Securities Corp., Fin-Atlantic Securities. Respondent Lawyers(s): Alan Lipsky, Emily A. Hayes, Jerry E. Surman, Zachary Hayes-Macaluso Arbitrator(s): Steven N. Ainbinder Hearing Site: Boca Raton, FL
22-01675	05/04/2023	Claimant(s): Willard Pugh Claimant Lawyers(s): Samantha Pastor Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL
22-02151	05/02/2023	Claimant(s): Dennis Karjanis Claimant Lawyers(s): Craig A Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Philip S. Wellman, Peter E. Gillespie, David Adams Reif Hearing Site: Hartford, CT
21-02170	04/19/2023	Claimant(s): Arnie Di Cioccio, Kevin Griffin, Yousef Abuhakmeh Claimant Lawyers(s): Jeffrey L. Liddle Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Thomas M. Amadio, Eric Goldman, Edmund Timothy Donovan Hearing Site: New York, NY
20-03069	02/02/2023	Claimant(s): Patrick Esparrago Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): National Securities Corporation Respondent Lawyers(s): Fred N. Knopf Arbitrator(s): Rory M. McLaughlin Hearing Site: New York, NY