| 15-03296 | 09/01/2016 | Claimant(s): Sam Askanazi, with
Claimant Lawyers(s): Jeffrey Askanazi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): George G. Kurschner, Gilbert A. Schnirman, Mark A Bilawsky
Hearing Site: Boca Raton, FL
|  | $0 |
| 16-00838 | 08/10/2016 | Claimant(s): Frank Wang
Claimant Lawyers(s): Sabine Stovall
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Deborah Gale Evans
Arbitrator(s): Sharon R. Merriman
Hearing Site: Louisville, KY
| | $0 |
| 16-00561 | 06/30/2016 | Claimant(s): Fidelity Brokerage Services LLC
Claimant Lawyers(s): Jennifer A. Kenedy
Respondent(s): Michelle Leisen, Wealth Planning Group
Respondent Lawyers(s): Joel Schroeder
Arbitrator(s): AnnDrea M. Benson, Rolf V. Aronsen, Susan M. Sanger
Hearing Site: Minneapolis, MN
| | |
| 14-03624 | 06/09/2016 | Claimant(s): Deborah Zwizanski, Jon Soler
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Ronald P. Wertheim, Paul J. Leis, Edward Vincent Zenzola
Hearing Site: Philadelphia, PA
| | $0 |
| 14-00256 | 05/27/2016 | Claimant(s): Petar Arizanov
Claimant Lawyers(s): Sherry M. Shore
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Mitchell S. Friedman, Cynthia A. DiMarco, Patricia A Hussey
Hearing Site: New York, NY
| | |
| 13-02835 | 05/27/2016 | Claimant(s): Joseph Sanberg
Claimant Lawyers(s): Todd H. Stitt
Respondent(s): Fidelity Brokerage Services LLC, Sean Oittinen, Stephen Fox
Respondent Lawyers(s): Ellen Sessions
Arbitrator(s): Robert D. Sussin, Joyce L. Hurley, Robert A. Lombardi
Hearing Site: Los Angeles, CA
| | Expungement |
| 14-03548 | 03/11/2016 | Claimant(s): Moritz Mews
Claimant Lawyers(s): Brian Horwitz
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Thomas F. Shine
Hearing Site: Jacksonville, FL
| | |
| 15-00171 | 02/23/2016 | Claimant(s): Rose Arem
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | $23,174 |
| 15-00053 | 01/14/2016 | Claimant(s): Ronald Farhi
Claimant Lawyers(s): Ronald Farhi
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cleveland, OH
| | $0 |
| 14-03595 | 11/11/2015 | Claimant(s): Brian Schmidt
Claimant Lawyers(s): Brittany Weiner
Respondent(s): Fidelity Brokerage Services LLC, Strategic Advisers.
Respondent Lawyers(s): John Starnes
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
| | |
