Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00094 | 08/19/2019 | Claimant(s): Tina Matthews Claimant Lawyers(s): Tosh Grebenik Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James Noblett Arbitrator(s): James A. Parker Hearing Site: Houston, TX | ||
| 19-00362 | 08/12/2019 | Claimant(s): Securities America. Claimant Lawyers(s): Tyler J. Schubauer Respondent(s): Rodrick Dow Respondent Lawyers(s): Rodrick Wayne Dow Arbitrator(s): Raymond C. Kerr Hearing Site: Houston, TX | ||
| 18-04385 | 07/29/2019 | Claimant(s): Steven Orr Claimant Lawyers(s): Dochtor Kennedy Respondent(s): H. Beck. Respondent Lawyers(s): David J. Lehr Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 18-02295 | 07/23/2019 | Claimant(s): Troy Taylor Claimant Lawyers(s): Troy Wayne Taylor Respondent(s): Amegy Investments. Respondent Lawyers(s): Thomas J. Press Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX | ||
| 18-04223 | 07/23/2019 | Claimant(s): William Molfetto Claimant Lawyers(s): Joseph A. Vallo Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Patricia E. Cowart Arbitrator(s): John A. Dewald, Deirdre Renee Fuller, Brian James Tagtmeier Hearing Site: Houston, TX | ||
| 18-04333 | 07/22/2019 | Claimant(s): Harvey Hardee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): RBC Capital Markets LLC Respondent Lawyers(s): James K. Langdon Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 18-00810 | 07/15/2019 | Claimant(s): Clara Luna, Marcelo Luna, Clara Luna IRA, Marcelo Luna IRA Claimant Lawyers(s): D. Daxton White Respondent(s): IMS Securities. Respondent Lawyers(s): Jackie Wadsworth Arbitrator(s): Daniel P. Urban, Jeff Kilgore, Brenda Pickens Seals Hearing Site: Houston, TX |  | $582,644 |
| 17-03279 | 07/01/2019 | Claimant(s): Christopher Johnson, Lee Przybyla Claimant Lawyers(s): Jonah Toleno Respondent(s): USAA Financial Advisors. Respondent Lawyers(s): Michael R. Greco Arbitrator(s): R Lee Britton, Irving Sylvester Moses, Stephanie E. Simmons Hearing Site: Houston, TX | ||
| 17-02679 | 06/10/2019 | Claimant(s): Michael Digaetano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Turner & Company, L.L.C. Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Thomas A. Martin Hearing Site: Houston, TX | ||
| 17-02117 | 06/04/2019 | Claimant(s): Estate of Emil William Holiner Claimant Lawyers(s): Jessica S. Taylor Respondent(s): Eric McIntyre, Gary Hartman Respondent Lawyers(s): Ellen Sessions Arbitrator(s): Kathy R. Holler, Jeffrey R. Jury, Michael S. Yauch Hearing Site: Houston, TX | | Expungement |