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FINRA Awards for Rodrick Dow

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0036208/12/2019Claimant(s): Securities America.
Claimant Lawyers(s): Tyler J. Schubauer
Respondent(s): Rodrick Dow
Respondent Lawyers(s): Rodrick Wayne Dow
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX

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