11-04544 | 07/16/2012 | Claimant(s): Eduard Van Raay Claimant Lawyers(s): Martin F. Gusy Respondent(s): Raymond James Financial Services., Raymond James Financial Services Advisor Respondent Lawyers(s): Ann M. Hensler Arbitrator(s): Patricia Gunn Hearing Site: Orlando, FL
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11-03711 | 06/28/2012 | Claimant(s): Eugene Crouch Claimant Lawyers(s): Eugene M. Crouch Respondent(s): Morgan Stanley Respondent Lawyers(s): Lawrence G. Barbot Arbitrator(s): Patricia Gunn Hearing Site: Jacksonville, FL
| | $0 |
10-00888 | 03/07/2012 | Claimant(s): William Schumacher Claimant Lawyers(s): John R. Kiefner Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Tracy L. Gerber Arbitrator(s): Patricia Gunn, Thomas R. Carlsen, Dennis R. Sullivan Hearing Site: Tampa, FL
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10-04904 | 10/21/2011 | Claimant(s): Caleb L. Batten Trust Claimant Lawyers(s): Andre R Perron Respondent(s): Wells Fargo Advisors, Mitchell Halperin Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): John P. Cullem, Patricia Gunn, Henry A. Tenenbaum Hearing Site: Tampa, FL
| | $110,271 |
09-00111 | 08/10/2011 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Stephanie McLaughlin Respondent(s): Mark Hoffman Respondent Lawyers(s): David C. Reeves Arbitrator(s): Patricia Gunn, Thomas Roe Oldt, Lauren S. Puritz Hearing Site: Orlando, FL
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10-01844 | 04/25/2011 | Claimant(s): Kenneth Ayers, Kenneth P. Ayers Revocable Living Trust Claimant Lawyers(s): Robert K. Savage Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Peter B. King Arbitrator(s): Hal S. Holtsinger, Patricia Gunn, John Hughes Verchot Hearing Site: Tampa, FL
| | $0 |
09-05207 | 03/22/2010 | Claimant(s): Clarice Ujhelyi, Julius Ujhelyi, Clarice E. Ujhelyi Living Trust, Julius Ujhelyi Living Trust Claimant Lawyers(s): Julius C. Ujhelyi Respondent(s): TD Ameritrade., J.P. Morgan Securities, Manuel Gonzalez Respondent Lawyers(s): Catherine Luth, Manuel Gonzalez, Matthew E. Wolper Arbitrator(s): Patricia Gunn Hearing Site: Orlando, FL
| | $0 |
09-00626 | 12/22/2009 | Claimant(s): Paul Christensen, Christensen Enterprises, Christensen Family I Ltd., The Elizabeth Christensen Trust, Paul, The Paul E. Christensen Family Trust, Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Julie Wilson Portera Arbitrator(s): V. Michael Pabalis, Patricia Gunn, John Morris Hudson Hearing Site: Orlando, FL
| | $0 |
08-03893 | 05/11/2009 | Claimant(s): Robert Regenold Claimant Lawyers(s): James A. Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Matthew W. McInteer Arbitrator(s): Patricia Gunn Hearing Site: Denver, CO
| | $213 |
08-01429 | 11/07/2008 | Claimant(s): Daniel Carnevale Claimant Lawyers(s): Peter J. Aldrich Respondent(s): Dr. Robert P. & Patricia A. Laurence Respondent Lawyers(s): Scott J. Link Arbitrator(s): Patricia Gunn, Larry G. Kjosa, Pat Anthony Mercurio Hearing Site: Orlando, FL
| | Expungement |