| 16-03589 | 10/04/2017 | Claimant(s): William Danzell
Claimant Lawyers(s): William Bordon Danzell
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): James C. Hoover
Hearing Site: Columbia, SC
| | |
| 17-00319 | 09/21/2017 | Claimant(s): Mark Gierl
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Robert J. Scafuri
Hearing Site: Milwaukee, WI
| | |
| 16-03277 | 07/28/2017 | Claimant(s): Thomas Kirk
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson, W. Preston Martin
Arbitrator(s): Mark S. Foster
Hearing Site: Wichita, KS
| | |
| 16-03133 | 05/26/2017 | Claimant(s): Paul McIntyre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): Samuel L. McClaren
Hearing Site: Denver, CO
| | |
| 07-01716 | 11/12/2010 | Claimant(s): Bill Allen, Chester Goff, Clyde Moseley, James Franovich, James Gully, Jimmie Gammage, Jimmy Schafer, John Rogers, Larry Hammonds, Raymon Beckham, Reed Bond, Richard Bosarge, Wilson Miller
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Wachovia Securities, Prudential Equity Group
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): George A. Sawyer, Mark A. Myers, Cynthia Lee Traina
Hearing Site: Jackson, MS
|  | $2,079,300 |
| 07-01704 | 10/26/2010 | Claimant(s): Andrew Elly, James Snow, Rayford Dunnam
Claimant Lawyers(s): Mack A. Bethea
Respondent(s): Prudential Equity Group, William Brownell
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Kendall P. Hill, Mark A. Myers, Robert Thomas Killelea
Hearing Site: Jackson, MS
| | $656,000 |
| 08-02689 | 09/03/2009 | Claimant(s): Victoria Williamson
Claimant Lawyers(s): Richard R. Malone
Respondent(s): Monica Malhoit, Prudential Equity Group
Respondent Lawyers(s): John J. Murphy, William R. Ahern
Arbitrator(s): Benjamin B. Segel, Marianne L. Simpson, Ralph A. Beard
Hearing Site: Cleveland, OH
| | $0 |
| 05-03988 | 07/16/2009 | Claimant(s): Sulna Development Company N.V.
Claimant Lawyers(s): Dona Szak
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): David Picon
Arbitrator(s): Denzil J. Klippel, Charles S. Guggenheimer, Charles L. Henderson
Hearing Site: New York, NY
| | $0 |
| 08-00397 | 06/18/2009 | Claimant(s): Elizabeth Gayle
Claimant Lawyers(s): J. Mark Brewer
Respondent(s): Wachovia Securities, Ryan Wrobleske, Prudential Equity Group
Respondent Lawyers(s): Retta E. Miller
Arbitrator(s): Dolores M Martin, Richard F. Dole, Malcolm Edwin Whittaker
Hearing Site: Houston, TX
| | $4,920 |
| 08-01182 | 05/29/2009 | Claimant(s): Thomas Moran
Claimant Lawyers(s): Joshua S. Pinsky
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Kenneth Fuchs
Arbitrator(s): David D. Cohen
Hearing Site: Tampa, FL
| | Expungement |
