| 18-04092 | 11/05/2019 | Claimant(s): Marc Menton
Claimant Lawyers(s): Alan Baskin
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Jay Lawrence Witkin, Michael Kelley, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
| | |
| 16-01691 | 07/19/2018 | Claimant(s): Michael Friar, Ascend Strategic Partners
Claimant Lawyers(s): Robin M. Pearson
Respondent(s): Heiner Meldner, Cubic Tech Corporation
Respondent Lawyers(s): Cory L. Braddock
Arbitrator(s): Jay Lawrence Witkin, Sheila Grinell, Walter Steven Schwartz
Hearing Site: Phoenix, AZ
|  | $0 |
| 13-03504 | 04/17/2018 | Claimant(s): Hopi Tribe
Claimant Lawyers(s): Norberto J. Cisneros
Respondent(s): David Boling, James Roy
Respondent Lawyers(s): Joseph L. Hood
Arbitrator(s): Robert S. McConnell, Jay Lawrence Witkin, Donald Dreyfus
Hearing Site: Phoenix, AZ
| | $15,000 |
| 15-02084 | 02/14/2017 | Claimant(s): Arianna Lin
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): John J. Balitis, Jay Lawrence Witkin, Roger A. Geddes
Hearing Site: Phoenix, AZ
| | Expungement |
| 15-03089 | 01/12/2017 | Claimant(s): Robert Francis
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): David Smitham
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | Expungement |
| 15-00297 | 07/14/2016 | Claimant(s): Leah Hancock, LH Publishing LLC
Claimant Lawyers(s): Daniel Gwertzman
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Vincent D. Louwagie
Arbitrator(s): I. Douglas Dunipace, Howard W. Shannon, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | $125,300 |
| 14-02522 | 05/05/2016 | Claimant(s): Donna Gall, Lillian Mae McDonald IRA, McDonald Family Trust B-UA 03/09/2000, McDonald Family Trust U/A 04/10/1984
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Wachovia Securities, Wells Fargo Advisors, Morgan Stanley
Respondent Lawyers(s): Judy Louie, Melissa M. Muehlfeld
Arbitrator(s): Timothy J. Kroll, Jay Lawrence Witkin, Karen D. Hanson
Hearing Site: Phoenix, AZ
| | Expungement |
| 14-00720 | 10/22/2015 | Claimant(s): Barbara Sellick
Claimant Lawyers(s): Barbara M. Sellick
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Teri L. Danish
Arbitrator(s): Jay Lawrence Witkin, Holly A. Hart, Joseph E. Mais
Hearing Site: Phoenix, AZ
| | |
| 15-00217 | 07/27/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Judy Louie
Respondent(s): Matthew Harrison
Respondent Lawyers(s): Steven R. Rensch
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | |
| 13-00899 | 04/17/2015 | Claimant(s): Vivienne Coe
Claimant Lawyers(s): Christine E. Goodrich
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Philip H. Marmurowski, Jay Lawrence Witkin, Paul E. Dahlman
Hearing Site: Las Vegas, NV
| | Expungement |
