| 13-03621 | 11/17/2014 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Erin K. Linehan
Respondent(s): Steven Wiltshire
Respondent Lawyers(s): Steven Fingerhut
Arbitrator(s): James W. Geiger
Hearing Site: Boca Raton, FL
| | |
| 13-00468 | 11/13/2014 | Claimant(s): Melechdavid.
Claimant Lawyers(s): Joseph N. Paykin
Respondent(s): Harry Charalambos, Maria Robles, Ramnarain Jaigobind, Robert Eide, Aegis Capital Corp.
Respondent Lawyers(s): Irwin Weltz
Arbitrator(s): Steven Gerard Goerke, Kimberly A. Gilmour, Norman E. Heyman
Hearing Site: Boca Raton, FL
|  | Expungement |
| 12-04039 | 11/07/2014 | Claimant(s): Zofia Suarez, Gustavo Suarez & Zofia Suarez JTWROS
Claimant Lawyers(s): William B. Young
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Alex J. Rosenthal
Arbitrator(s): Frances D. Sheehy, Arnold I. Loew, Rosemarie Ann Jannuzzi
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-02913 | 11/04/2014 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Laura J. Starr
Respondent(s): Thomas Burt
Respondent Lawyers(s): David B. Gordon
Arbitrator(s): Marie G. Peterson, Barry S. Shanbron, Sylvia D. Stiller
Hearing Site: Boca Raton, FL
| | |
| 13-02190 | 11/03/2014 | Claimant(s): JZ Family Partnership Limited, LTD, The Jerome Zimmerman Personal Trust
Claimant Lawyers(s): Steven M Katzman
Respondent(s): Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Mark C. Perry, Myron E. Levenson, Stephen Kahane
Hearing Site: Boca Raton, FL
| | $0 |
| 13-00514 | 10/29/2014 | Claimant(s): H. Peter Petrosky
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Marie G. Peterson, Harold S. Stern, Jay Stewart Zeif
Hearing Site: Boca Raton, FL
| | |
| 13-01832 | 10/27/2014 | Claimant(s): Hala Asaad
Claimant Lawyers(s): G. Ware Cornell
Respondent(s): New York Life Insurance Company
Respondent Lawyers(s): Anne M. Estevez
Arbitrator(s): Kenneth R. Starr, Donald Theodore Ryce, Peter A. Portley
Hearing Site: Boca Raton, FL
| | |
| 13-02234 | 10/27/2014 | Claimant(s): Gary Henderson
Claimant Lawyers(s): Arthur C. Koski
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Andrew Froman
Arbitrator(s): Kimberly A. Gilmour, Steven E. Eisenberg, Alisa Matire
Hearing Site: Boca Raton, FL
| | |
| 13-00070 | 10/27/2014 | Claimant(s): Allen Pilnick
Claimant Lawyers(s): Allen A. Pilnick
Respondent(s): Joel Orris, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Steven Gerard Goerke, John H. Claudy, Allen Robin
Hearing Site: Boca Raton, FL
| | $0 |
| 14-01582 | 10/20/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael Taaffe
Respondent(s): Stephen Ridgely
Respondent Lawyers(s): Stephen Eldridge Ridgely
Arbitrator(s): Bruce K. Isenberg
Hearing Site: Boca Raton, FL
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