| 20-02377 | 11/08/2021 | Claimant(s): Michael Robinson
Claimant Lawyers(s): Neil A. Sussman
Respondent(s): Jeffrey Kemp, Janney Montgomery Scott LLC
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Martin A. Feigenbaum, Lawrence S. Silver, Marvin S. Lava
Hearing Site: Boca Raton, FL
|  | Expungement |
| 15-03293 | 11/05/2021 | Claimant(s): Anthony Pintsopoulos
Claimant Lawyers(s): Robert C. Rosen
Respondent(s): Richard Rappaport, Westpark Capital.
Respondent Lawyers(s): Gregg J. Breitbart
Arbitrator(s): Meah Rothman Tell, George R. DeLoach, Sidney Seligman
Hearing Site: Boca Raton, FL
| | |
| 20-00275 | 10/29/2021 | Claimant(s): Michal Marczyk
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Lime Brokerage
Respondent Lawyers(s): James L. Kopecky
Arbitrator(s): Seth L. Finkel, Justin M. Moore, Jeff Cappelletti
Hearing Site: Boca Raton, FL
| | $0 |
| 20-03995 | 10/27/2021 | Claimant(s): Michael Williams
Claimant Lawyers(s): Nicholas D. Thomas
Respondent(s): Brian Shambo, Daniel Markow, Kyle Morgan, Merrill Lynch Pierce Fenner & Smith Inc., Thomas Nelson
Respondent Lawyers(s): Rachael Luken Carp
Arbitrator(s): Lawrence Alan Saichek, Will Murphy, Magda M. Fernandez Torres
Hearing Site: Boca Raton, FL
| | |
| 19-00684 | 10/21/2021 | Claimant(s): Henry Ingram
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): Leonard Michael Cusano, Carl Henry Perdue, Scott Albert Stringer
Hearing Site: Boca Raton, FL
| | $0 |
| 20-04159 | 10/15/2021 | Claimant(s): Glen Simmonds
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Michael P. Schiff, Paul J. Burkhart, James Michael LaBonte
Hearing Site: Boca Raton, FL
| | |
| 20-01659 | 10/15/2021 | Claimant(s): Neil Krauter, The Krauter Group
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Lawrence S. Silver, Steven E. Eisenberg, Kimberlee Ann Fowler
Hearing Site: Boca Raton, FL
| | $0 |
| 21-00041 | 10/07/2021 | Claimant(s): Rony Porat
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): IDB Capital Corp.
Respondent Lawyers(s): Melissa R. Chernofsky
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | |
| 21-00335 | 10/01/2021 | Claimant(s): Logan Shalmi
Claimant Lawyers(s): Cory Zadanosky
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William M. Cassarini
Arbitrator(s): Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 18-03816 | 09/27/2021 | Claimant(s): Elizabeth Snyder, Linkster Holding, Elizabeth Snyder IRA, Elizabeth B. Snyder Revocable Trust
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Barry Snyder, Montecito Advisors.
Respondent Lawyers(s): Elie Genadry, Neil S. Baritz
Arbitrator(s): Sidney J. Wartel, Andrea R. Jacobs, Stephen John Gohlke
Hearing Site: Boca Raton, FL
| | $2,554,900 |
