| 19-03072 | 12/06/2022 | Claimant(s): Kanwaljit (Ken) Bakshi
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Leslie L. Cooney, Edward R. Niederriter, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
|  | Expungement |
| 22-00151 | 12/02/2022 | Claimant(s): Gregory Feldman
Claimant Lawyers(s): Zachary Morse
Respondent(s): Lord Abbett Distributor LLC
Respondent Lawyers(s): Gerry Kowalski
Arbitrator(s): Nanci Sondra Landy
Hearing Site: Boca Raton, FL
| | |
| 19-02755 | 11/30/2022 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): John Carroll
Respondent Lawyers(s): John Francis Carroll
Arbitrator(s): Kimberly A. Gilmour, Dennis J. Levin, Robert G. Geeseman
Hearing Site: Boca Raton, FL
| | |
| 19-01277 | 11/30/2022 | Claimant(s): Joseph Walsh, Sarah Walsh
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Gerald Silverman, Rosemarie Ann Jannuzzi, Joseph Michael Librie
Hearing Site: Boca Raton, FL
| | Expungement |
| 22-00768 | 11/29/2022 | Claimant(s): Fernando Panizzutti
Claimant Lawyers(s): Jonathan E Neuman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Christopher J. Klein, Ronald David Katz, Richard William Barry
Hearing Site: Boca Raton, FL
| | |
| 22-00917 | 11/28/2022 | Claimant(s): Yan Binder
Claimant Lawyers(s): Brandon M. Taaffe
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): Stuart Bruce Klein, Robert G. Geeseman, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
| | |
| 22-00834 | 11/07/2022 | Claimant(s): Aspiration Financial LLC
Claimant Lawyers(s): Andrew J. Melnick
Respondent(s): David Flores
Respondent Lawyers(s): David Flores
Arbitrator(s): Steven Gerard Goerke
Hearing Site: Boca Raton, FL
| | $0 |
| 21-02578 | 10/21/2022 | Claimant(s): Jeffrey Blum
Claimant Lawyers(s): Samantha Pastor
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Barry David Thorpe
Hearing Site: Boca Raton, FL
| | |
| 19-00893 | 10/18/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Robert Deblasio
Respondent Lawyers(s): Todd A. Zuckerbrod
Arbitrator(s): George G. Kurschner, Lawrence Robert Gould, Theodore Roy Bayer
Hearing Site: Boca Raton, FL
| | |
| 22-00356 | 10/14/2022 | Claimant(s): Adrian Lorenzo, David Burg
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
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