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FINRA Awards for Kanwaljit (Ken) Bakshi

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0307212/06/2022Claimant(s): Kanwaljit (Ken) Bakshi
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Leslie L. Cooney, Edward R. Niederriter, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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