| 11-01800 | 11/09/2012 | Claimant(s): Mike Lusk, Mike G. Lusk, Sr. IRA's, Mike G. Lusk and Lynette Lusk Jointly
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Citigroup Global Markets., Morgan Stanley, Louis Frascogna, Paul Keys
Respondent Lawyers(s): Raul Sanchez
Arbitrator(s): George A. Sawyer, Earle J. Schwarz, James Kee Irvin
Hearing Site: Jackson, MS
|  | $0 |
| 11-00868 | 10/23/2012 | Claimant(s): Willie Grace
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Gloria J Liddell, Douglas E. Miller, William Bruce McKinley
Hearing Site: Jackson, MS
| | $98,230 |
| 12-01111 | 10/22/2012 | Claimant(s): Leroy Benton, Margaret Benton
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Annette Gres Shepherd
Hearing Site: Jackson, MS
| | $213 |
| 11-00906 | 08/27/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): William Cross
Respondent Lawyers(s): Frank Breese
Arbitrator(s): Arthur W. Pigott, Mark A. Myers, James E. Bolin
Hearing Site: Jackson, MS
| | |
| 11-00263 | 07/30/2012 | Claimant(s): C & H Properties., Calvert-Spradling Engineers., Robert L. Calvert Consulting.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Peter D. Ehrenhaft, Brian Patrick Quinn
Hearing Site: Jackson, MS
| | Dismissed by Rule 12206 |
| 11-03913 | 06/11/2012 | Claimant(s): Daniel Davis, Jerome Skow
Claimant Lawyers(s): Michael C. Moran
Respondent(s): Patricia Rugg, Stephen Rugg
Respondent Lawyers(s): Patricia A. Rugg, Stephen H. Rugg
Arbitrator(s): Mark A. Myers
Hearing Site: Jackson, MS
| | Expungement |
| 10-05046 | 02/29/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Thomas Watts
Respondent Lawyers(s): Charles W. Wright
Arbitrator(s): Patricia B. Lehtola
Hearing Site: Jackson, MS
| | |
| 10-02682 | 02/23/2012 | Claimant(s): James E Warwick and Barbara Rhea Warwick
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Frances E. Hubbell, Joseph Winter, Charles F. Boufford
Hearing Site: Jackson, MS
| | $0 |
| 08-03548 | 10/07/2011 | Claimant(s): Mike Sturdivant, Ygondine Sturdivant
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): R. Thomas Barksdale, Marc Kalish, David W. Dresnick
Hearing Site: Jackson, MS
| | $0 |
| 10-02673 | 05/02/2011 | Claimant(s): John J. Daversa
Claimant Lawyers(s): John J. Daversa
Respondent(s): Kenneth Cole, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Melinda L. Peevy
Arbitrator(s): Earle J. Schwarz
Hearing Site: Jackson, MS
| | $0 |
