| 17-02473 | 03/21/2019 | Claimant(s): Betty Steinhorn TOD, Michael Steinhorn, Robert Steinhorn
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
|  | $24,000 |
| 18-00381 | 03/12/2019 | Claimant(s): James Martin
Claimant Lawyers(s): Michael Bessette
Respondent(s): Morgan Stanley DW Inc., MSI Financial Services.
Respondent Lawyers(s): Eunice Jordan, Jeremy S. Winer
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | |
| 17-02191 | 03/05/2019 | Claimant(s): Doyle Kjellsen, Karen Kjellsen
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Demian J Betz, Jeremy S. Winer
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
| | $0 |
| 18-02115 | 01/18/2019 | Claimant(s): Jason Traino
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Mary E. Bassett
Hearing Site: Boston, MA
| | |
| 18-01710 | 11/27/2018 | Claimant(s): John Burke
Claimant Lawyers(s): Katherine B. Harrison
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 18-01106 | 11/15/2018 | Claimant(s): Thomas Jordan
Claimant Lawyers(s): David M. White
Respondent(s): Morgan Stanley, Michael Goldberg, Zachary Goldberg
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
| | $0 |
| 18-00614 | 11/07/2018 | Claimant(s): David Stack
Claimant Lawyers(s): Sarah Sawyer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Janet Thomas Johnson
Hearing Site: Baltimore, MD
| | |
| 18-00916 | 11/07/2018 | Claimant(s): Brian Clark
Claimant Lawyers(s): Louis D. Tambaro
Respondent(s): Morgan Stanley, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jeremy S. Winer, Sarah K. Yates
Arbitrator(s): Paul Allan Massaro
Hearing Site: Newark, NJ
| | |
| 16-02732 | 10/19/2018 | Claimant(s): Mark Donofrio, Estate of Harry Stebbing, Priscilla Donofrio
Claimant Lawyers(s): Mark Donofrio
Respondent(s): Morgan Stanley, Patrick Henry, Steven Brettler
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Laura A. Kaster
Hearing Site: Philadelphia, PA
| | $1,115 |
| 18-01812 | 09/21/2018 | Claimant(s): Amy Tartikoff Gitelman
Claimant Lawyers(s): Amy Tartikoff Gitelman
Respondent(s): Morgan Stanley, Mary Boyle
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): David L. Ruderman
Hearing Site: Baltimore, MD
| | $213 |
