19-02598 | 07/23/2020 | Claimant(s): Mitchell Walk Claimant Lawyers(s): Harris Freedman Respondent(s): Kestra Investment Services, Llc Respondent Lawyers(s): Richard D'Amura Arbitrator(s): Martin M. Van Luven Hearing Site: Orlando, FL
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19-01412 | 12/19/2019 | Claimant(s): Jeffrey Cashman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services Respondent Lawyers(s): David J. Lehr Arbitrator(s): David William Hickman Hearing Site: Seattle, WA
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19-01225 | 12/04/2019 | Claimant(s): James Worrell Claimant Lawyers(s): Erica Harris Respondent(s): Kestra Investment Services Respondent Lawyers(s): David J. Lehr Arbitrator(s): Robert E. Anderson Hearing Site: Providence, RI
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18-02348 | 10/11/2019 | Claimant(s): Kestra Financial., Kestra Investment Services Claimant Lawyers(s): Richard A. D'Amura Respondent(s): Stephen Seglund Respondent Lawyers(s): Stephen Paul Seglund Arbitrator(s): Bert P. Krages Hearing Site: Portland, OR
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18-02168 | 09/25/2019 | Claimant(s): Kestra Investment Services Claimant Lawyers(s): Richard A. D'Amura Respondent(s): Donald Padilla Respondent Lawyers(s): Donald George Padilla Arbitrator(s): George Herman Frisch Hearing Site: Los Angeles, CA
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19-00345 | 09/18/2019 | Claimant(s): Stephanie Abee Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Kestra Investment Services, Llc, Transamerica Financial Advisors Respondent Lawyers(s): David J. Lehr, Susan D. Duff Arbitrator(s): Kenneth R. Starr Hearing Site: Raleigh, NC
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18-01670 | 07/24/2019 | Claimant(s): Kestra Financial., Kestra Investment Services Claimant Lawyers(s): Richard D'Amura Respondent(s): Stephen Luz Respondent Lawyers(s): Jeb Singer Arbitrator(s): Harvey Barrison, Marvin Schleyer, Michele S. Riley Hearing Site: New York, NY
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18-04306 | 07/17/2019 | Claimant(s): Richard Kiesel Claimant Lawyers(s): Elaine M. Rice Respondent(s): Securities America., Kestra Investment Services Respondent Lawyers(s): David J. Lehr, Tyler Schubauer Arbitrator(s): Mark C. Perry, Steven M. Greenbaum, Carl Shechter Hearing Site: Boca Raton, FL
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18-00289 | 09/05/2018 | Claimant(s): Andrew Brief Claimant Lawyers(s): Eric Litow Respondent(s): Kestra Investment Services Respondent Lawyers(s): Michael Pedlow Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY
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18-01111 | 08/30/2018 | Claimant(s): Michael Rudelson Claimant Lawyers(s): Cynthia Moulton Respondent(s): Kestra Investment Services Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): Jeff Kilgore Hearing Site: Houston, TX
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