| 20-00663 | 11/27/2020 | Claimant(s): Daniel Misse
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Sherry R. Wetsch
Hearing Site: New Orleans, LA
| | |
| 20-01691 | 11/27/2020 | Claimant(s): Voya Financial Advisors.
Claimant Lawyers(s): Brian J Palmeri
Respondent(s): John Arnold
Respondent Lawyers(s): John Richard Arnold
Arbitrator(s): Bert P. Krages
Hearing Site: Seattle, WA
| | |
| 20-00811 | 11/09/2020 | Claimant(s): Frank Bain, Mark Bain
Claimant Lawyers(s): Matt Wolper
Respondent(s): Veravest Investments., Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakis, Mark H. Stepakoff
Arbitrator(s): David William Hickman
Hearing Site: Portland, OR
| | |
| 20-00465 | 10/13/2020 | Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gerald Thomas Harper
Hearing Site: Orlando, FL
| | |
| 20-00449 | 09/18/2020 | Claimant(s): Frankie Brin
Claimant Lawyers(s): Harris Freedman
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Gail E. Sasnett
Hearing Site: Orlando, FL
| | |
| 19-03374 | 06/29/2020 | Claimant(s): Steven Jacques
Claimant Lawyers(s): Steven Todd Jacques
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Christina Vourakis
Arbitrator(s): Samuel H. Chorches, Eileen Devaney Leo, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
| | |
| 19-02697 | 03/17/2020 | Claimant(s): Aaron Gore, David Monckton, Ronald Metcalf, Samuel Head
Claimant Lawyers(s): Bryce Benson
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Matthew Tracy
Arbitrator(s): Richard S. Zaifert, Harvey R. Linder, Brian Stafford
Hearing Site: Columbia, SC
| | |
| 19-02017 | 02/14/2020 | Claimant(s): Brent Pine
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Christina Z. Vourakis
Arbitrator(s): Roger A. Geddes
Hearing Site: Phoenix, AZ
| | |
| 19-00059 | 01/28/2020 | Claimant(s): Edwin Jolly
Claimant Lawyers(s): David L. Griffith
Respondent(s): Jeff LaFave, Joan Tucker-White, Voya Financial Advisors.
Respondent Lawyers(s): Andrew D. O'Toole, Joseph M. Porto
Arbitrator(s): Peter E. Gillespie, Dean Alan Schachter, David Adams Reif
Hearing Site: Hartford, CT
| | |
| 18-03763 | 01/09/2020 | Claimant(s): Lauren Flynn
Claimant Lawyers(s): Lauren Terri Flynn
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Steven Mellen
Arbitrator(s): Ian S. Greig, James A. Hayes, Mauricio Arcadier
Hearing Site: Columbia, SC
|  | Dismissed by Rule 12212(c) |
