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FINRA Awards for David L. Griffith

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0005901/28/2020Claimant(s): Edwin Jolly
Claimant Lawyers(s): David L. Griffith
Respondent(s): Jeff LaFave, Joan Tucker-White, Voya Financial Advisors.
Respondent Lawyers(s): Andrew D. O'Toole, Joseph M. Porto
Arbitrator(s): Peter E. Gillespie, Dean Alan Schachter, David Adams Reif
Hearing Site: Hartford, CT

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