| 17-02169 | 08/24/2018 | Claimant(s): Dan Yarbrough
Claimant Lawyers(s): Everett W. Bennett
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton R. Graves
Arbitrator(s): Theodore Haynes
Hearing Site: Columbia, SC
|  | $0 |
| 17-00282 | 08/23/2018 | Claimant(s): Joan Pierce
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): William O.L. Hutchinson
Arbitrator(s): Michael J. Ahlstrom, James C. Hoover, John Winslow Griesser
Hearing Site: Columbia, SC
| | Expungement |
| 17-02468 | 05/16/2018 | Claimant(s): Erik Weir
Claimant Lawyers(s): Armin Sarabi
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Harry G. Mason
Hearing Site: Columbia, SC
| | |
| 17-00754 | 04/23/2018 | Claimant(s): Bonita Fahrner
Claimant Lawyers(s): Bonita G. Fahrner
Respondent(s): Morgan Stanley, George Price
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Kimberly G.W. Day-Lewis
Hearing Site: Columbia, SC
| | $0 |
| 17-03056 | 03/28/2018 | Claimant(s): Waddell & Reed
Claimant Lawyers(s): Lindsay E. Wuller
Respondent(s): Leslie Slaughter
Respondent Lawyers(s): Leslie Ann Slaughter
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Columbia, SC
| | |
| 16-03589 | 10/04/2017 | Claimant(s): William Danzell
Claimant Lawyers(s): William Bordon Danzell
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson
Arbitrator(s): James C. Hoover
Hearing Site: Columbia, SC
| | |
| 15-02697 | 09/27/2017 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Deirdre Wolff
Respondent(s): John Giangrande
Respondent Lawyers(s): James Weston
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Columbia, SC
| | |
| 16-02899 | 09/25/2017 | Claimant(s): David Gottschall, Karen Gottschall
Claimant Lawyers(s): Sheila A. Woolson
Respondent(s): Christopher Tolmacs
Respondent Lawyers(s): Christopher Thomas Tolmacs
Arbitrator(s): Mitchell M. Willoughby, Avery B. Goodman, Walter J. Wylie
Hearing Site: Columbia, SC
| | $1,500,380 |
| 16-01243 | 08/17/2017 | Claimant(s): Kirsten Green, Kirsten H. Green IRA
Claimant Lawyers(s): D. Daxton White
Respondent(s): Robert Star, Edi Financial.
Respondent Lawyers(s): Kevin Galbraith, Martin Prinz
Arbitrator(s): Walter J. Wylie, Daniel Lee Tedrick, Janice Helsley Blach
Hearing Site: Columbia, SC
| | $432,815 |
| 16-01256 | 03/07/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Robert L Herskovits
Respondent(s): Timothy Brockman
Respondent Lawyers(s): Timothy J Brockman
Arbitrator(s): Robert G. Bannon
Hearing Site: Columbia, SC
| | |
