08-01133 | 02/05/2009 | Claimant(s): Ruth Mulholland Claimant Lawyers(s): Ruth Mulholland Respondent(s): TIAA-CREF Individual & Institutional Ser Respondent Lawyers(s): Carranza M. Pryor Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA
| | $7,465 |
08-01952 | 12/02/2008 | Claimant(s): Dr. Sava Lukac Claimant Lawyers(s): Sava Lukac Respondent(s): Citigroup Global Markets., Marlon Travis Respondent Lawyers(s): Douglas B. Appel Arbitrator(s): Walter R. Milbourne Hearing Site: Philadelphia, PA
| | $0 |
08-00950 | 11/14/2008 | Claimant(s): Michael OKeefe Claimant Lawyers(s): Christopher G. Massey Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Andrew Lipton Arbitrator(s): Felix A. Meschini, Catherine Stewart, George F. Adams Hearing Site: Philadelphia, PA
| | Expungement |
08-01171 | 11/10/2008 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Will Stute Respondent(s): Christopher Weighart Respondent Lawyers(s): Christopher Grey Weighart Arbitrator(s): Michael Quarto Hearing Site: Philadelphia, PA
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07-02711 | 10/29/2008 | Claimant(s): Frederick Arnold Claimant Lawyers(s): Frederick Jay Arnold Respondent(s): Donald Siok, John Carney Respondent Lawyers(s): Donald Drew Siok, John Anthony Carney Arbitrator(s): Mary Ann M. Melchiorre Hearing Site: Philadelphia, PA
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08-00145 | 10/29/2008 | Claimant(s): PNC Investments Inc. Claimant Lawyers(s): Elizabeth M. Hill Respondent(s): Andrea Sawchuk Respondent Lawyers(s): Brian K. Wiley Arbitrator(s): Alan M. Schankel, Carol H. Gold, Fred W. Miller Hearing Site: Philadelphia, PA
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07-03593 | 10/23/2008 | Claimant(s): Thomas Holmes Claimant Lawyers(s): Kevin Thomas Hoffman Respondent(s): Susquehanna Financial Group, LLLP Respondent Lawyers(s): Andrew C. Curley Arbitrator(s): Philip S. Cottone, Sean M. Sweeney, L. Martin Miller Hearing Site: Philadelphia, PA
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05-06504 | 10/10/2008 | Claimant(s): First Montauk Securities Corp. Claimant Lawyers(s): Gerry Kowalski Respondent(s): Louis Inglese Respondent Lawyers(s): Glenn S. Gitomer Arbitrator(s): John W. Lear, William J. Hirsch, Kenneth Joseph Beahan Hearing Site: Philadelphia, PA
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06-02530 | 10/03/2008 | Claimant(s): Joseph A., and Judith A. Franko Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Jill A Guldin Arbitrator(s): John B. Ryan, Julian F. Santos, Piedad A. Bernikow Hearing Site: Philadelphia, PA
| | $300 |
06-04100 | 09/24/2008 | Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Michael R. Greco Respondent(s): RBC Dain Rauscher., Scott Karpiak Respondent Lawyers(s): Eliott R. Good Arbitrator(s): Alan J. Blocher, Catherine S. Kopley, Elena P. Anastasiou Hearing Site: Philadelphia, PA
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