| 08-01171 | 11/10/2008 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Will Stute
Respondent(s): Christopher Weighart
Respondent Lawyers(s): Christopher Grey Weighart
Arbitrator(s): Michael Quarto
Hearing Site: Philadelphia, PA
| | |
| 07-02711 | 10/29/2008 | Claimant(s): Frederick Arnold
Claimant Lawyers(s): Frederick Jay Arnold
Respondent(s): Donald Siok, John Carney
Respondent Lawyers(s): Donald Drew Siok, John Anthony Carney
Arbitrator(s): Mary Ann M. Melchiorre
Hearing Site: Philadelphia, PA
| | |
| 08-00145 | 10/29/2008 | Claimant(s): PNC Investments Inc.
Claimant Lawyers(s): Elizabeth M. Hill
Respondent(s): Andrea Sawchuk
Respondent Lawyers(s): Brian K. Wiley
Arbitrator(s): Alan M. Schankel, Carol H. Gold, Fred W. Miller
Hearing Site: Philadelphia, PA
| | |
| 07-03593 | 10/23/2008 | Claimant(s): Thomas Holmes
Claimant Lawyers(s): Kevin Thomas Hoffman
Respondent(s): Susquehanna Financial Group, LLLP
Respondent Lawyers(s): Andrew C. Curley
Arbitrator(s): Philip S. Cottone, Sean M. Sweeney, L. Martin Miller
Hearing Site: Philadelphia, PA
| | |
| 05-06504 | 10/10/2008 | Claimant(s): First Montauk Securities Corp.
Claimant Lawyers(s): Gerry Kowalski
Respondent(s): Louis Inglese
Respondent Lawyers(s): Glenn S. Gitomer
Arbitrator(s): John W. Lear, William J. Hirsch, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | |
| 06-02530 | 10/03/2008 | Claimant(s): Joseph A., and Judith A. Franko
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Jill A Guldin
Arbitrator(s): John B. Ryan, Julian F. Santos, Piedad A. Bernikow
Hearing Site: Philadelphia, PA
|  | $300 |
| 06-04100 | 09/24/2008 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): RBC Dain Rauscher., Scott Karpiak
Respondent Lawyers(s): Eliott R. Good
Arbitrator(s): Alan J. Blocher, Catherine S. Kopley, Elena P. Anastasiou
Hearing Site: Philadelphia, PA
| | |
| 07-02449 | 09/22/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Richard Smithson
Respondent Lawyers(s): Thomas B. Lewis
Arbitrator(s): Edward T. Borer, Stephen T. Mayhew, Jack H. McNairy
Hearing Site: Philadelphia, PA
| | |
| 07-03268 | 09/12/2008 | Claimant(s): Scott Champion
Claimant Lawyers(s): Steven T. Stern
Respondent(s): Securities America.
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Rafael A. Porrata-Doria
Hearing Site: Philadelphia, PA
| | |
| 07-03269 | 09/12/2008 | Claimant(s): Beatrice Kershenblatt
Claimant Lawyers(s): Beatrice B. Kershenblatt
Respondent(s): David Karp, A.G. Edwards & Sons.
Respondent Lawyers(s): David Butler
Arbitrator(s): Joseph R. Lally, Sean M. Sweeney, Allen M. Kerpan
Hearing Site: Philadelphia, PA
| | $0 |
