| 18-02905 | 06/18/2019 | Claimant(s): Alfred Matarazzo
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Philadelphia, PA
| | |
| 17-01069 | 06/07/2019 | Claimant(s): Ira Adelman, Robin Adelman
Claimant Lawyers(s): Ernest Sasso
Respondent(s): Stephen Walker
Respondent Lawyers(s): Denis Dice
Arbitrator(s): John J. Jordan, Doris J. Dabrowski, Mary S. Wyatte
Hearing Site: Philadelphia, PA
|  | $0 |
| 18-02671 | 06/04/2019 | Claimant(s): James Saltzburg
Claimant Lawyers(s): Jean H. Bickhart
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
| | |
| 18-04410 | 05/28/2019 | Claimant(s): Theodore Durante
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): TFS Securities.
Respondent Lawyers(s): Tammy S. Case
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
| | |
| 17-01362 | 04/05/2019 | Claimant(s): Citizens Securities.
Claimant Lawyers(s): John K Wells
Respondent(s): Bruce Cooke
Respondent Lawyers(s): Joel Wertman
Arbitrator(s): Doris J. Dabrowski, Jerry G. Kos, Richard D. Mellinger
Hearing Site: Philadelphia, PA
| | |
| 18-00886 | 03/20/2019 | Claimant(s): Audrey Lucker
Claimant Lawyers(s): George C. Zumbano
Respondent(s): David Dorsett, Capital & Security Management
Respondent Lawyers(s): David G. Dorsett
Arbitrator(s): Guillermo L. Bosch, Philip S. Cottone, George Forest Bingham
Hearing Site: Philadelphia, PA
| | $326,000 |
| 18-03646 | 03/08/2019 | Claimant(s): Luciano Bispo
Claimant Lawyers(s): Luciano J. Bispo
Respondent(s): Stephanie Wade, Principal Securities.
Respondent Lawyers(s): Audrey L. Shields
Arbitrator(s): Edith M. Novack
Hearing Site: Philadelphia, PA
| | $0 |
| 18-01553 | 02/26/2019 | Claimant(s): Irvin Rosenzweig
Claimant Lawyers(s): Christopher Coss
Respondent(s): UBS Financial Services Inc., PNC Investments
Respondent Lawyers(s): Frederic L. Liberman, Sean J. Coughlin
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
| 18-01671 | 02/25/2019 | Claimant(s): Ian Meierdiercks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): SA Stone Wealth Management Inc.
Respondent Lawyers(s): Andrew R. Chambless
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
| | |
| 18-00911 | 02/15/2019 | Claimant(s): William Jordan, WNJ Capital
Claimant Lawyers(s): Scott E. Diamond
Respondent(s): David Joyce
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Rafael A. Porrata-Doria, Peter George Erdely, John Chidester Heywood
Hearing Site: Philadelphia, PA
| | |
