Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00814 | 02/25/2020 | Claimant(s): Joel Breiter Claimant Lawyers(s): Angela Turiano Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc. Respondent Lawyers(s): John T. McGuire, Omar Perez Arbitrator(s): Sam Antar Hearing Site: New York, NY | ||
| 19-02774 | 02/25/2020 | Claimant(s): Robert Gilman Claimant Lawyers(s): John Stewart Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 19-03602 | 02/03/2020 | Claimant(s): Andrea Bevis Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Gerard S. Marsan Hearing Site: Boston, MA | ||
| 19-02892 | 01/13/2020 | Claimant(s): Mark Zaharski Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Leon Fox Hearing Site: Chicago, IL | ||
| 19-00353 | 11/13/2019 | Claimant(s): Peter Klein Claimant Lawyers(s): David J. Butler Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard W. Cutler, Howard D. Jacob, Emily M. Altman Hearing Site: New York, NY | ||
| 19-01681 | 10/18/2019 | Claimant(s): Benjamin Sax Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Robert J. Kheel Hearing Site: New York, NY | ||
| 19-00479 | 10/16/2019 | Claimant(s): Stephen Sullivan Claimant Lawyers(s): Joelle A Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Seth L. Finkel Hearing Site: Boca Raton, FL | ||
| 19-01211 | 08/19/2019 | Claimant(s): Bryan Stephens Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Howard D. Jacob Hearing Site: New York, NY |