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FINRA Awards for Edward Jones

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Displaying 71-80 out of 319 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0029910/22/2021Claimant(s): Paul Hulen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Julius Z. Frager
Hearing Site: St. Louis, MO
20-0348610/11/2021Claimant(s): Steven Duke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Tracy L. Allen
Hearing Site: St. Louis, MO
19-0279010/04/2021Claimant(s): Bryan Bernard
Claimant Lawyers(s): Michael L. Forman
Respondent(s): Douglas Williams, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): John Kenneth Popham
Hearing Site: Dallas, TX
Checkmark Icon$0
20-0388309/23/2021Claimant(s): Daniel Baumgartel
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Connor M. Trafton
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Seattle, WA
20-0083609/17/2021Claimant(s): Gary Panion, Ronald Panion
Claimant Lawyers(s): Christopher C. Young
Respondent(s): Edward Jones, Scott Blando
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Patrick J. Halter
Hearing Site: Helena, MT
Checkmark Icon$49,398
20-0180108/26/2021Claimant(s): Carl Williams, Debra Williams
Claimant Lawyers(s): Debra R. Williams
Respondent(s): David Cooper, Edward Jones
Respondent Lawyers(s): Darren Goodman
Arbitrator(s): Charles G. Michaels
Hearing Site: Denver, CO
Checkmark Icon$0
20-0415408/20/2021Claimant(s): George Stefanou
Claimant Lawyers(s): Harris Freedman
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Mitchel Weiss
Hearing Site: Orlando, FL
20-0322207/27/2021Claimant(s): Gerald O'Halloran
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
20-0299207/12/2021Claimant(s): Kirk Mandlin
Claimant Lawyers(s): Chelsea Masters
Respondent(s): Edward Jones
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): David William Hickman
Hearing Site: Seattle, WA
20-0312106/10/2021Claimant(s): Marianne Smith
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones, Investors Capital Corp.
Respondent Lawyers(s): Bernard Breton, Jonathan Hackbarth
Arbitrator(s): Steven R. Rolnick
Hearing Site: Hartford, CT

319 Results

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