| 09-02395 | 10/22/2009 | Claimant(s): Audrey Wolfe
Claimant Lawyers(s): Audrey Wolfe
Respondent(s): Joseph Headlee, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Elmer G. Cowan
Hearing Site: Pittsburgh, PA
|  | $0 |
| 08-03867 | 10/12/2009 | Claimant(s): Sandra Muns
Claimant Lawyers(s): Sandra Muns
Respondent(s): Tyler Johns, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Leonard J. Sullivan
Hearing Site: Houston, TX
| | $0 |
| 08-00578 | 10/02/2009 | Claimant(s): The Arthur G. Schmidt Living Trust
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Patrick Dorcey, Edward Jones
Respondent Lawyers(s): Bradley J. Schram
Arbitrator(s): Robert J. Scafuri, Lawrence George Kloth, Lee Hornberger
Hearing Site: Detroit, MI
| | $50,000 |
| 08-03444 | 09/23/2009 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christopher A. Pickett
Respondent(s): Bruce Trang, Morgan Stanley & Co.
Respondent Lawyers(s): Peter M. Vial, Thomas V. Dulcich
Arbitrator(s): Thomas D. Loftus, Lawrence E. Little, Kay A. Johnson, CRCP
Hearing Site: Seattle, WA
| | |
| 08-01106 | 09/01/2009 | Claimant(s): Estate of Lowell D. Adams
Claimant Lawyers(s): Michael A. Caldwell
Respondent(s): Charles Wideman, Edward Jones
Respondent Lawyers(s): E. Linwood Gunn
Arbitrator(s): Lawrence M. Oberdank, Kenneth I. Daniels, David E. Morris
Hearing Site: Atlanta, GA
| | $8,748 |
| 09-01583 | 08/18/2009 | Claimant(s): Est. of Marie P. Buchanan by Daine Bucha, Buchanan Living Trust by Diane Buchanan
Claimant Lawyers(s): Jason T. Dennett
Respondent(s): Edward Jones
Respondent Lawyers(s): Kimber L. Monroe
Arbitrator(s): William J. Bender
Hearing Site: Seattle, WA
| | $3,525 |
| 09-00173 | 05/28/2009 | Claimant(s): Fred Yoshida Trustee of the Yoshida Trus
Claimant Lawyers(s): Fred Yoshida
Respondent(s): Dustin Buck, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Edwin C. Shiver
Hearing Site: San Francisco, CA
| | $0 |
| 08-03718 | 04/01/2009 | Claimant(s): George and Brenda Hansen
Claimant Lawyers(s): George Hansen
Respondent(s): Hugh Bandy, Edward Jones
Respondent Lawyers(s): Kimber L. Monroe
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
| | $3,869 |
| 08-02808 | 03/27/2009 | Claimant(s): Est. of Margaret Oswald by Stan Oswald
Claimant Lawyers(s): Stan Cohen
Respondent(s): Edward Jones
Respondent Lawyers(s): Kimber L. Monroe
Arbitrator(s): James A. Hayes
Hearing Site: Omaha, NE
| | $5,648 |
| 07-03609 | 02/13/2009 | Claimant(s): Thomas Bowen
Claimant Lawyers(s): Kenneth J. McKenna
Respondent(s): Edward Jones
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): Mary Curran, Harry B. Endsley, Thomas D. Reese
Hearing Site: Reno, NV
| | $0 |
