10-00948 | 11/01/2010 | Claimant(s): Jean Cleveland Claimant Lawyers(s): Franklin Jason Seibert Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): William B. Kirby Hearing Site: Portland, OR
| | $0 |
10-01374 | 10/22/2010 | Claimant(s): C. Bruce McCaslin and Loretta McCaslin Claimant Lawyers(s): C. Bruce McCaslin Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Gerald D. Wygant Hearing Site: Boise, ID
| | $0 |
09-03841 | 09/17/2010 | Claimant(s): Catharine Bloss, Donald Bloss Claimant Lawyers(s): Thomas H. Lake Respondent(s): Edwin Harris, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Thomas J. Ray Hearing Site: St. Louis, MO
| | $0 |
10-00790 | 09/14/2010 | Claimant(s): George M. Hunley, Jr. and Ada M. Hunley Claimant Lawyers(s): George M. Hunley Respondent(s): Stewart Fisher, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Leonard E. Benade Hearing Site: Charlotte, NC
| | $425 |
09-05808 | 09/01/2010 | Claimant(s): Saralyn White Claimant Lawyers(s): Joel J. Ewusiak Respondent(s): Tina Hicks, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Diana A. Weiner Hearing Site: Tampa, FL
| | $0 |
09-07097 | 08/10/2010 | Claimant(s): Debbie Gardner, Erica M. Gardner Claimant Lawyers(s): Debbie K. Hancock Respondent(s): Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Herbert Liberman Hearing Site: San Francisco, CA
| | Dismissed by Rule 12206 |
09-01142 | 08/03/2010 | Claimant(s): Denise Sullivan Claimant Lawyers(s): Port Parker Respondent(s): Matthew DiGiacomo, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Alexander L. Mazour, Harry B. Endsley, John Patrick Kelly Hearing Site: San Francisco, CA
| | $0 |
09-03911 | 08/02/2010 | Claimant(s): Linda Whitesell Claimant Lawyers(s): Sandor Grossman Respondent(s): Bruce Biedar, Edward Jones Respondent Lawyers(s): Dennis J. Capriglione Arbitrator(s): Jerome J. Brault, Lee H. Goodman, Lynn Hirschfeld Brahin Hearing Site: Chicago, IL
| | Stipulated Award and Expungement |
09-02992 | 05/28/2010 | Claimant(s): Martin Fischer Claimant Lawyers(s): Martin J. Fischer Respondent(s): Andrea Fischer, Joseph Lushina, Edward Jones Respondent Lawyers(s): Andrea Fischer, Edwin A. Barkel Arbitrator(s): Lester Friedman, James W. Warren, Ralph L. Jacobson Hearing Site: Reno, NV
| | $15,300 |
09-01388 | 05/24/2010 | Claimant(s): James Taylor, Peggy Taylor Claimant Lawyers(s): Richard B. Fosher Respondent(s): Edward Jones Respondent Lawyers(s): Donald R. Littlefield Arbitrator(s): Phillip Lee Scheldt, Catherine M. Norman, Brian D. Esenwein, JD, CPA Hearing Site: Dallas, TX
| | $131,000 |