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FINRA Awards for Edward Jones

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Displaying 181-190 out of 319 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0330206/23/2015Claimant(s): Jeffrey Caveslio
Claimant Lawyers(s): Gary Menzer
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Lisa Bass Morris
Hearing Site: Charlotte, NC
Checkmark Icon$213
14-0335306/01/2015Claimant(s): Ruth Thompson
Claimant Lawyers(s): Jay D. McShurley
Respondent(s): Bobbie Hahn, Edward Jones
Respondent Lawyers(s): Joseph K. Donovan
Arbitrator(s): D. Bruce Shine
Hearing Site: Louisville, KY
Checkmark IconDismissed by Rule 12206
12-0307905/22/2015Claimant(s): Marian Sanders
Claimant Lawyers(s): Phillip S. Wong
Respondent(s): Adam Ohair, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Martin Mandel, Steven Meyrich, Ford H. Wheatley
Hearing Site: Denver, CO
Checkmark IconExpungement
14-0108305/21/2015Claimant(s): Ray Long, Sharon Long
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Raymond James Financial Services., Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia, Kelli Hartsook
Arbitrator(s): Stuart D. Summers, Tim V. Young, William Peter Kealey
Hearing Site: Indianapolis, IN
Checkmark IconExpungement
14-0335605/11/2015Claimant(s): Michele Raines
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin Joseph D'Elia
Arbitrator(s): Stephen P. LaLonde, Christopher C. Willett, Ronald J. Vero
Hearing Site: Buffalo, NY
Checkmark Icon$0
14-0297204/28/2015Claimant(s): Robert Wayne Anno, IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Albert J. Haller
Hearing Site: Kansas City, MO
Checkmark Icon$163
13-0277504/01/2015Claimant(s): The Van Huss Family Trust
Claimant Lawyers(s): Curtis Van Huss
Respondent(s): Edward Jones
Respondent Lawyers(s): Justin J. D'Elia
Arbitrator(s): Louis J. Weber, C. Sumpter Logan, Clement Osimetha
Hearing Site: Dallas, TX
Checkmark IconExpungement
14-0052103/17/2015Claimant(s): Susan Pulice
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Sarah Barish, Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark Icon$0
14-0099611/10/2014Claimant(s): John Halder
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
Checkmark Icon$0
13-0197410/08/2014Claimant(s): Nancy Battel
Claimant Lawyers(s): Nancy M. Battel
Respondent(s): Aileen Low, Edward Jones, Benetech.
Respondent Lawyers(s): Jennifer M. Porter, Rene I. Gamboa
Arbitrator(s): Thomas D. Reese, Peter H. Daly, Louis Anthony Napoli
Hearing Site: San Francisco, CA
Checkmark IconExpungement

319 Results

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