Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00071 | 08/10/2021 | Claimant(s): Barbara Heaton Claimant Lawyers(s): Erika Binnix Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 20-02649 | 06/17/2021 | Claimant(s): Ying Zhang Claimant Lawyers(s): Benjamin Winograd Respondent(s): Morgan Stanley Respondent Lawyers(s): Patrick Mulligan Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 20-02776 | 05/19/2021 | Claimant(s): Gordon Wollman Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Robert Rudnicki Arbitrator(s): Daniel M. Yamshon Hearing Site: Rapid City, SD | ||
| 20-00737 | 04/29/2021 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Timothy N. Will Respondent(s): Aaron Chung Respondent Lawyers(s): Aaron Moon-Young Chung Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 18-04020 | 03/08/2021 | Claimant(s): Richard Trust Claimant Lawyers(s): Richard Trust Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Herb Schwartz, Daniel M. Yamshon, Rosalind Ramsey Tyson Hearing Site: San Francisco, CA |  | $298,400 |
| 19-03631 | 07/29/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Tracy L. Gerber Respondent(s): Jon Sanchez Respondent Lawyers(s): Jon Gregory Sanchez Arbitrator(s): Daniel M. Yamshon, Nancy Hutt, Mary H. Evans Hearing Site: Reno, NV | ||
| 19-03476 | 07/08/2020 | Claimant(s): Joseph Eschleman Claimant Lawyers(s): Michael Bessette Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 19-03688 | 07/06/2020 | Claimant(s): Brian Carey Claimant Lawyers(s): Russell Chapman Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Geoff Beckham Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 19-03617 | 06/12/2020 | Claimant(s): Virgil Threlkeld Claimant Lawyers(s): David Monsour Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA | ||
| 19-03263 | 06/04/2020 | Claimant(s): Andrew Howard Claimant Lawyers(s): Erica Harris Respondent(s): Edward Jones Respondent Lawyers(s): Darren Goodman Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA |