| 20-01106 | 03/15/2021 | Claimant(s): Joseph Williams
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): M. Todd Sullivan
Arbitrator(s): Michael E. Weddington, Michael J. Pasquale, Charles Robert Moore
Hearing Site: Raleigh, NC
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| 20-02032 | 12/16/2020 | Claimant(s): Donald Jankowski
Claimant Lawyers(s): Andre R. Perron
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 20-00911 | 11/10/2020 | Claimant(s): John Scambray
Claimant Lawyers(s): Michelle Atlas
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Alden Sharp Adkins
Hearing Site: San Francisco, CA
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| 20-02169 | 11/09/2020 | Claimant(s): Vonna Husby
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Ameriprise Financial Services, Raymond James Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier, Kevin M. Cuddy
Arbitrator(s): Dean J. Dietrich
Hearing Site: Anchorage, AK
| | |
| 20-01364 | 11/04/2020 | Claimant(s): Thomas Hamlin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Timothy W. Snider
Arbitrator(s): David William Hickman
Hearing Site: Portland, OR
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| 19-03649 | 09/04/2020 | Claimant(s): Robert Binkele
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Raymond James Financial Services., J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Jeremy Carr, Robert Rudnicki
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | |
| 20-00224 | 08/27/2020 | Claimant(s): Thomas Dupree
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Jim Geiger
Hearing Site: Louisville, KY
| | |
| 20-00390 | 07/30/2020 | Claimant(s): Gregory Scott
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
| | |
| 20-00645 | 07/30/2020 | Claimant(s): Gregory Scott
Claimant Lawyers(s): Brian Luther
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Maurice M. Feller
Hearing Site: Jacksonville, FL
| | |
| 19-00027 | 07/15/2020 | Claimant(s): Charlotte A. Pressley Revocable Trust
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Evan Shear, Raymond James Financial Services., Walter Crossley
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Anne H. Orr, Richard Merritt Langway, Thomas Tukdarian
Hearing Site: Orlando, FL
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