| 22-00224 | 11/01/2022 | Claimant(s): Peter Shanahan
Claimant Lawyers(s): Robert J. Moses
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Richard James Igou
Hearing Site: Charlotte, NC
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| 22-00239 | 09/29/2022 | Claimant(s): Kevin Mann
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Minneapolis, MN
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| 20-00107 | 08/29/2022 | Claimant(s): Christina and Erik Elwell
Claimant Lawyers(s): Joshua Solomon
Respondent(s): Daniel Pimental, Raymond James Financial Services.
Respondent Lawyers(s): George D. Sullivan, Matthew N. Kane
Arbitrator(s): David Sorokoff, Ronald Harris Kisner, Usher Thomasson Winslett
Hearing Site: New York, NY
|  | $67,917 |
| 21-00097 | 07/25/2022 | Claimant(s): Shawn Waked, Theresa Stone, Maestro Global
Claimant Lawyers(s): Reagan D. Pratt
Respondent(s): Raymond James Financial Services., Securities America., Jane Terry, Kathleen Kerr, Kirk Bell, Timothy Rivera
Respondent Lawyers(s): Gregory M. Curley, Peter S. Fruin, Scott C. Matasar
Arbitrator(s): Helen Marinak Blohm, Gene R Thornton, Jonathan H. Krotinger
Hearing Site: Albuquerque, NM
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| 22-00100 | 07/22/2022 | Claimant(s): Frederick Dawson
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura R. Rivera
Arbitrator(s): William Stephen Mailander
Hearing Site: Wilmington, DE
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| 21-02663 | 07/20/2022 | Claimant(s): Daniel Mercer
Claimant Lawyers(s): Daniel Aaron Mercer
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Stephen T. Johnson, Brian James Tagtmeier, Katherine Parsley
Hearing Site: Houston, TX
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| 21-00086 | 05/31/2022 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Justin Lowe, Avenir Private Advisors
Respondent Lawyers(s): Justin Peter Lowe
Arbitrator(s): Will Murphy, Daniel Joseph Chiodo, Doug Campbell
Hearing Site: Boca Raton, FL
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| 21-02148 | 03/02/2022 | Claimant(s): Lisa Hanline
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Charlotte, NC
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| 21-01553 | 02/07/2022 | Claimant(s): Justin Vaccaro
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Elwood C. Avery
Hearing Site: Portland, OR
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| 21-01416 | 01/06/2022 | Claimant(s): Justin Vaccaro
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Bruce W. Barnes
Arbitrator(s): Joseph C. Roberts
Hearing Site: Portland, OR
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