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FINRA Awards for Daniel Aaron Mercer

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0266307/20/2022Claimant(s): Daniel Mercer
Claimant Lawyers(s): Daniel Aaron Mercer
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura T. Ruiz Rivera
Arbitrator(s): Stephen T. Johnson, Brian James Tagtmeier, Katherine Parsley
Hearing Site: Houston, TX

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