| 08-04793 | 12/21/2009 | Claimant(s): Christopher Wanken
Claimant Lawyers(s): Christopher Michael Wanken
Respondent(s): John Wanken, Raymond James Financial Services.
Respondent Lawyers(s): Erin Linehan, William J. Dunne
Arbitrator(s): Michael E. Rohde, Maryanne M. Esser, Thomas Richard Delaney
Hearing Site: Dallas, TX
| | |
| 08-03576 | 12/17/2009 | Claimant(s): Christine M. Dann Trust U/A DTD 10/04/06
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance Bostic
Arbitrator(s): Gary F. Lang, Gayle B. Carlson, Charles W. Lavender
Hearing Site: Orlando, FL
|  | $0 |
| 08-03386 | 10/26/2009 | Claimant(s): Gene McCutchin
Claimant Lawyers(s): Robert L. Wright
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Jeff Abrams, Nicole T. LeBoeuf, Robert E. Behrendt
Hearing Site: Dallas, TX
| | $250 |
| 08-04510 | 05/20/2009 | Claimant(s): Erica Woodard
Claimant Lawyers(s): Erica Woodard
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Terrance A. Bostic
Arbitrator(s): Nancy J. Cliff
Hearing Site: Miami, FL
| | $0 |
| 06-05128 | 04/30/2009 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Mark Healey
Respondent Lawyers(s): Mark Francis Healey
Arbitrator(s): Scott Pierce
Hearing Site: New York, NY
| | |
| 08-00060 | 12/30/2008 | Claimant(s): Jack Ommert
Claimant Lawyers(s): James P. Graven
Respondent(s): Eric Jansson, James Bottoms, Raymond James Financial Services., JFB Planning Services.
Respondent Lawyers(s): Erin Linehan, Gary A. Barnes, James F. Bottoms
Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
| | $0 |
| 07-00268 | 11/18/2008 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Erin K. Linehan
Respondent(s): Joseph Duerr
Respondent Lawyers(s): Russell Penzer
Arbitrator(s): Suzanne E. Mowry, Jerry A. Desiderio, Jonathan Seth Robbins
Hearing Site: Boca Raton, FL
| | |
| 07-02763 | 11/05/2008 | Claimant(s): Thomas Payant
Claimant Lawyers(s): Randall C. Place
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): Robert W. Kneeland, Kenneth R. Starr, Randall Simmons Smith
Hearing Site: Tampa, FL
| | |
| 07-01783 | 10/06/2008 | Claimant(s): Pamela Schmidt, Pamela A. Schmidt Trust
Claimant Lawyers(s): Thomas P. Swigert
Respondent(s): Raymond James Financial Services., Thomas Shian
Respondent Lawyers(s): Erin Linehan, Thomas Shian
Arbitrator(s): Emily F. Seesel, Paul J. Hennen, Steven M. Bialick
Hearing Site: Minneapolis, MN
| | $145,300 |
| 07-02772 | 08/27/2008 | Claimant(s): Robert Laurent
Claimant Lawyers(s): Samuel J. Samaro
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Leslie R. Murtagh
Arbitrator(s): Dwight Wassong, Thomas A. Abitabile
Hearing Site: Newark, NJ
| | |
