09-04736 | 11/06/2014 | Claimant(s): Claimant Lawyers(s): Respondent(s): Charles Meade, Frank Gavel, Raymond James Financial Services., Nutmeg Investment Group Respondent Lawyers(s): David A. Gehn, Thomas J. Finn Arbitrator(s): Lewis S. Kurlantzick, Marissa A. Santangelo, Stewart F. Kleinman Hearing Site: Hartford, CT
| | |
13-00070 | 10/27/2014 | Claimant(s): Allen Pilnick Claimant Lawyers(s): Allen A. Pilnick Respondent(s): Joel Orris, Raymond James Financial Services. Respondent Lawyers(s): Robert M. Rudnicki Arbitrator(s): Steven Gerard Goerke, John H. Claudy, Allen Robin Hearing Site: Boca Raton, FL
| | $0 |
14-02078 | 09/11/2014 | Claimant(s): Stephen Wormeli Claimant Lawyers(s): Elizabeth Lowery Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Erin K. Linehan Arbitrator(s): Joseph C. Roberts Hearing Site: Seattle, WA
| | |
12-03460 | 04/24/2014 | Claimant(s): Wilma C. Lilley Trust Claimant Lawyers(s): Charles T. Riehl Respondent(s): Lewis Lilley, Raymond James Financial Services., Timothy Herling, Creative Wealth Management Respondent Lawyers(s): Kelli Hartsook, Patrick Dichiro, The Company President Arbitrator(s): Daniel G. Zeiser Hearing Site: Cleveland, OH
| | Expungement |
12-02924 | 03/27/2014 | Claimant(s): Ruth Saldanha Claimant Lawyers(s): Stephen P. Meyer Respondent(s): Raymond James Financial Services., Todd Dudley Respondent Lawyers(s): Kelli Hartsook Arbitrator(s): Charles D. Underwood Hearing Site: Charleston, WV
| | Expungement |
09-02880 | 03/21/2014 | Claimant(s): A. Tyslan, Gloria Tyslan, U/T/A Dated June 2, 1966, U/T/A Dated September 21, 1992 Claimant Lawyers(s): Stephen M. Ryan Respondent(s): Raymond James Financial Services., Richard Bone, Harbor Financial Services, Viking Asset Management. Respondent Lawyers(s): Kelli Hartsook, Steven E. Mellen, The Company President Arbitrator(s): Barry Goldman, William C. Alsover, Ronald Marvin Rothstein Hearing Site: Detroit, MI
| | $0 |
13-02097 | 03/13/2014 | Claimant(s): Carol Barnes Claimant Lawyers(s): Scott Eichhorn Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Henry A. Stiles Arbitrator(s): Russell W. Merriman Hearing Site: Tampa, FL
| | $14,050 |
10-05146 | 02/24/2014 | Claimant(s): Brian Benoit Claimant Lawyers(s): V. Michael Arias Respondent(s): Alan Chepenik, David Benoit, Raymond James Financial Services., Richard Benoit, Benoit, Chepenik & Benoit P.A. Respondent Lawyers(s): David A. Gehn, Richard Benoit, Robert M. Rudnicki Arbitrator(s): Terry G. Cleaves, Dwayne E. Clark, Charles W. Lavender Hearing Site: Boca Raton, FL
| | |
12-03524 | 02/03/2014 | Claimant(s): Ian James Claimant Lawyers(s): Randall C. Place Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Kelli Hartsook Arbitrator(s): Donald K. Eckhardt, James Francis Donovan, Richard Devlin Roussel Hearing Site: New Orleans, LA
| | |
12-01755 | 01/30/2014 | Claimant(s): James Robertson Claimant Lawyers(s): Mike Aduddell Respondent(s): James Fulp, Jamie Kosharek, John Houston, Leslie Reese, Raymond James Financial Services. Respondent Lawyers(s): Erin K. Linehan, Michael Y. Lin Arbitrator(s): Donald K. Eckhardt, Robert Dan Sherrill, Joseph Anthony Slechta Hearing Site: Houston, TX
| | |