Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02178 | 03/20/2021 | Claimant(s): Todd Lester Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Tyler Schubauer Arbitrator(s): Gregory G. Gocek Hearing Site: Indianapolis, IN | ||
| 20-03832 | 03/08/2021 | Claimant(s): Jeffrey Sadur Claimant Lawyers(s): Jeffrey R. Sadur Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL |  | $0 |
| 20-02622 | 02/11/2021 | Claimant(s): James Goodland Claimant Lawyers(s): Brian Luther Respondent(s): Cambridge Investment Research., Spire Securities Respondent Lawyers(s): Max Schatzow, Richard H. Kuhlman Arbitrator(s): Gregory G. Gocek Hearing Site: Minneapolis, MN | ||
| 20-01352 | 10/28/2020 | Claimant(s): Roy Strong Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): James F. Koehler Arbitrator(s): Paul Lansing, Gregory G. Gocek, Keith Lorenzo Griffin Hearing Site: Indianapolis, IN | ||
| 19-02984 | 08/11/2020 | Claimant(s): Patricia Lopez Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 19-01189 | 01/13/2020 | Claimant(s): Jorge Blanco Claimant Lawyers(s): Gregory B. Simon Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 18-04144 | 06/25/2019 | Claimant(s): Richard Casolari Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Mony Securities Corporation Respondent Lawyers(s): Eileen Stassa Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL | ||
| 18-02702 | 05/15/2019 | Claimant(s): Kurt Peterson Claimant Lawyers(s): Dochtor D. Kennedy Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Gregory G. Gocek Hearing Site: Minneapolis, MN | ||
| 18-02870 | 03/28/2019 | Claimant(s): Denise Klemens Claimant Lawyers(s): Dochtor Kennedy Respondent(s): B. C. Ziegler And Company Respondent Lawyers(s): Jonathan W. Hackbarth Arbitrator(s): Gregory G. Gocek Hearing Site: Milwaukee, WI | ||
| 18-00821 | 03/04/2019 | Claimant(s): Michael Lukas Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): David I. Hantman Arbitrator(s): Gregory G. Gocek Hearing Site: Chicago, IL |