| 11-04320 | 06/22/2012 | Claimant(s): Stephen M. & Jeanine J. Mordecai
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Niel Prosser
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Birmingham, AL
|  | $0 |
| 12-00080 | 06/19/2012 | Claimant(s): Charlotte Reed
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Carlos Provencio
Arbitrator(s): Walter P. Hitchcock
Hearing Site: Birmingham, AL
| | $9,046 |
| 10-03380 | 06/13/2012 | Claimant(s): Debra Bryant, Judy Armstrong, Bobby J. Rodgers, Mary S. Rodgers, Harold L. Byars and Betty J. Byars, James R. Howard and Virginia K. Howard, Jerry M. Taylor and Mary H. Taylor, Mary Shaw Rodgers GST Exempt Trust, Mary Shaw Rodgers GST Trust U/W Frances
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Howard W. Shannon, David L. Binhak, Edward J. Lynch
Hearing Site: Birmingham, AL
| | $471,115 |
| 10-00102 | 06/08/2012 | Claimant(s): Samual and Mary Hall
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bryan M. Ward
Arbitrator(s): Beverly S. Gordon, Robert J. Morris, Richard R. Logsdon
Hearing Site: Tampa, FL
| | |
| 10-05772 | 06/06/2012 | Claimant(s): Dani Eder IRA Account
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David N. Luder
Arbitrator(s): Linda B. Kelly, Jeffrey M. Allen, Donald Dreyfus
Hearing Site: Birmingham, AL
| | $0 |
| 09-06411 | 05/25/2012 | Claimant(s): Jerry Tillman, Mary Hazlewood, Michael Hazlewood, Beverly Baker and Bernice Heaton, Norman E. and Jo Ann Hughes, Virginia A. Tillman Rev Living Trust
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Patrick J. Halter, Jonathan Burke Rada, Jonathan B. Gilbert
Hearing Site: Memphis, TN
| | Expungement |
| 11-00180 | 05/08/2012 | Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Daniel P. Lund
Hearing Site: Miami, FL
| | Expungement |
| 10-04775 | 05/07/2012 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Ronald D. Shindler
Respondent(s): Alejandro Rotundo, Jose de la Lama, Michel Rittenberg
Respondent Lawyers(s): Ronald D. Shindler, Ronald Weil
Arbitrator(s): Nancy J. Cliff, William R. Alheim, James Conrad Sankpill
Hearing Site: Miami, FL
| | |
| 10-04056 | 05/04/2012 | Claimant(s): Donald A. Hausfeld & Judith A. Hausfeld
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Alexander B. Feinberg
Arbitrator(s): Marvin J. Klein, David L. Maislen, Jay M. Vogelson
Hearing Site: Atlanta, GA
| | $402,101 |
| 11-00511 | 04/23/2012 | Claimant(s): Mark Emden, Mark Jerome Emden Traditional IRA Acct.
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Kathryn M. Welsh, Jeffrey R Fuller, Gerald F. Gude
Hearing Site: Tampa, FL
| | $0 |
