Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-01323 | 08/28/2012 | Claimant(s): Simon Shortman, Simon P. Shortman and Rebecca W. Shortma Claimant Lawyers(s): Rose M. Schindler Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): John Bersin Arbitrator(s): Walter P. Hitchcock Hearing Site: San Francisco, CA |  | $0 |
| 12-00080 | 06/19/2012 | Claimant(s): Charlotte Reed Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Carlos Provencio Arbitrator(s): Walter P. Hitchcock Hearing Site: Birmingham, AL | | $9,046 |
| 10-05331 | 06/03/2011 | Claimant(s): Andrew Duckett Claimant Lawyers(s): Andrew James Duckett Respondent(s): LPL Financial Corporation Respondent Lawyers(s): James D. Vannah Arbitrator(s): Walter P. Hitchcock Hearing Site: San Francisco, CA | ||
| 09-00282 | 08/11/2010 | Claimant(s): Mark Farnsley Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Frank Bluestein Respondent Lawyers(s): Frank J. Bluestein Arbitrator(s): Walter P. Hitchcock Hearing Site: San Francisco, CA | | $41,831 |