| 10-00452 | 11/16/2010 | Claimant(s): Thomas Sparks
Claimant Lawyers(s): Adam Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Teresa E. Adams
Arbitrator(s): Amy Seltzer
Hearing Site: Jackson, MS
|  | $425 |
| 09-02030 | 11/12/2010 | Claimant(s): Sam and Martha Massey
Claimant Lawyers(s): H. Naill Falls
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Janet Stern Solomon, Domitilia M. dos Santos, Joseph D. Vu
Hearing Site: Memphis, TN
| | $0 |
| 09-04459 | 11/09/2010 | Claimant(s): Lisa Craig, Mathew Craig
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Lynne T. Albert, David P. McDuffee, Theresa Joan Rosenberg
Hearing Site: Raleigh, NC
| | $0 |
| 09-04633 | 11/09/2010 | Claimant(s): Gregg Rosenberg
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Catherine C. Garas
Arbitrator(s): Marvin Elster, Paul A. Fischer, Jane A. Smith
Hearing Site: Washington, DC
| | $150 |
| 09-03285 | 11/03/2010 | Claimant(s): Joseph Mercer
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ricardo Gonzalez
Arbitrator(s): Arthur DeStefano, J. Porter McClean, Frank Brenner
Hearing Site: Orlando, FL
| | $444,978 |
| 10-02545 | 11/03/2010 | Claimant(s): Michael L. Landreth
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): Ellen J. Abrams
Hearing Site: Nashville, TN
| | $213 |
| 09-04501 | 10/28/2010 | Claimant(s): Herschel Zarecor, Herschel Zarecor III IRA, Mona Zarecor, Herschel and Mona Zarecor
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Diana A. Weiner, Louis M. Skydell, Richard A. Van Kalker
Hearing Site: Little Rock, AR
| | $541,000 |
| 09-00039 | 10/12/2010 | Claimant(s): Evan T. Williams Trust
Claimant Lawyers(s): David Gaba
Respondent(s): Homer Vining, Morgan Keegan & Company.
Respondent Lawyers(s): Jeff Jamieson
Arbitrator(s): Thomas J. Ray, M. Eileen Dorsey, James M. Stern
Hearing Site: St. Louis, MO
| | $375 |
| 09-01288 | 10/06/2010 | Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Eric Jon Taylor
Respondent(s): Jeremy Tintle
Respondent Lawyers(s): Jeremy G. Tintle
Arbitrator(s): Perry Lee Taylor, Michael J. Stern, Bonnie B. Revoner
Hearing Site: Atlanta, GA
| | |
| 09-00683 | 10/05/2010 | Claimant(s): Carolyn Howard, Charles Ryrie, Christy Dauphin, David Dauphin, Edgar Smith, Elizabeth Anthony, Henry Hamman, J. Harris, John Garrett, Nan Garrett, Vance Miller, William Goodwin, HSMCO., The Ryrie Foundation, Claire Hannah Howard Trust, Henry S. Miller 1989-1 Irrevocable Tr, Matthew John Anthony Trust, Steven Charles Anthony Trust
Claimant Lawyers(s): Paul J. Dobrowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Stephen C. Carlin
Arbitrator(s): Gary D. Danna, Oren L. Connaway, Stacey L. Barnes
Hearing Site: Houston, TX
| | $9,185,340 |
