| 18-02242 | 11/20/2019 | Claimant(s): Donna Hosking, Dorene Stoffels, James Stoffels
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Forest Securities.
Respondent Lawyers(s): Christopher Wurtzinger
Arbitrator(s): Michael F. Jordan, Leonard G Leverson, Mark A. Frankel
Hearing Site: Milwaukee, WI
|  | $121,746 |
| 18-03791 | 10/03/2019 | Claimant(s): Janet Heath, Jerry Heath, Joseph Taborek, Sandra Gizzi, James N. Heald
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): James Heafner, Taylor Capital Management Inc.
Respondent Lawyers(s): James Hal Heafner, Preston Spears
Arbitrator(s): Joe E. Manuel, David F. Simon, Daniel Lee Tedrick
Hearing Site: Charlotte, NC
| | $1,033,360 |
| 17-00486 | 08/21/2019 | Claimant(s): Alan Melton, Amy Stubler, Andrew Howard, Angela Beverly, Anthony Beard, Anthony Caminiti, Anton Jensen, Bertram Sanders, Brent McMillan, Catherine Druhan, Chris Stewart, Curtis Huffman, Cyrenna Welch, Daniel Stubler, Darin Arnold, David Jensen, David Myrick, Dolphus Broxton, Donald Barnes, Ebba Dampier, Evie Stewart, Gary Garner, Gary Schack, George Lee, Glenda Lee, Gregory Ames, Gregory Prescott, Gregory Strachan, H. Pitman, Heather Fadden, James Donaghey, James Stinebaugh, Jennifer Bender, Jere Miller, Joan Pitman, John Jones, Joseph Druhan, Judith Barnes, Keith Keppen, Kimberly Melton, Lacie Jensen, Laurie Miller, Lewis Abronski, Livingston Coate, Lori Hutchinson, Lundy Wilder, Martin Myrick, Michael Coleman, Michael Miller, Natalie McMillan, Patrick Daily, Philip Taber, Randy Couture, Raymond Miller, Rebecca Coate, Richard Beverly, Robin Coleman, Ronald Ori, Sharon Agapos, Susan Hamilton, Susan Rosson, Terri Myrick, Terry Welch, Theodore Dampier, Thomas Bender, Thomas Egbert, Thomas Fadden, Thomas Walters, Timothy Rosson, William March, William Stitt, William Stuart, Lewis B. Abronski as Trustee of Third, The Agapos Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): WFG Investments.
Respondent Lawyers(s): David R. Clouston
Arbitrator(s): Lita S Menkin, Joe E. Manuel, John D. Mattingly
Hearing Site: Birmingham, AL
| | Stipulated Award |
| 17-03375 | 01/24/2019 | Claimant(s): John Medeiros, John C. Medeiros Bene of Estate P. Medeiros, The John C. Medeiros Trust Dtd. 5/5/16
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Quest Capital Strategies.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Paul J. Burkhart, Stacey Rosenthal, Adam Lawrence Frankel
Hearing Site: Boca Raton, FL
| | $276,226 |
| 17-02241 | 12/31/2018 | Claimant(s): Thomas Peterson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Larry Adair
Hearing Site: Dallas, TX
| | $0 |
| 16-02832 | 10/30/2018 | Claimant(s): Kathryn Schmierer
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Russell W. Merriman, Frank Brenner, Anne Marie Martin
Hearing Site: Tampa, FL
| | $360,800 |
| 16-03388 | 09/25/2018 | Claimant(s): Robert Anderson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors, Raymond Kvalvog
Respondent Lawyers(s): Demian John Betz, Michael E.. Rowe
Arbitrator(s): Daniel M. Yamshon, William Michael Samsel, Steven M. Bialick
Hearing Site: Minneapolis, MN
| | $75,384 |
| 17-00852 | 02/16/2018 | Claimant(s): Dennis Meyers
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Charles A. Palmer, Steven M. Bialick, Lindsay Mancini
Hearing Site: Minneapolis, MN
| | $116,160 |
| 15-03111 | 05/17/2017 | Claimant(s): Margaret White
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Wall Street Strategies.
Respondent Lawyers(s): Anthony McGeorge
Arbitrator(s): William H. Fleece, John A. Torraco, Joanna Salapska-Gelleri
Hearing Site: Tampa, FL
| | $138,857 |
| 16-00590 | 04/19/2017 | Claimant(s): Christopher Klinck, Edward Banning, Katherine Stevenson, Margaret Shea, R. Jenkins, Robert Jenkins, Stutts Farms., Estate of James Stutts, Edward M. Banning Revocable Trust dated, Katherine Stevenson Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Source Capital Group.
Respondent Lawyers(s): David Harris
Arbitrator(s): Larry T. Coady, Gary L. Vezina, Val D. Hornstein
Hearing Site: Portland, OR
| | $504,946 |
