Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00749 | 08/15/2022 | Claimant(s): Marvin Bachman, Yvonne Bachman Claimant Lawyers(s): Kyle Kulzer Respondent(s): Morgan Stanley Respondent Lawyers(s): Gina Shlaferman Arbitrator(s): John P. Cullem, Maurice M. Feller, Geoffrey Paul Nuckolls Hearing Site: Tampa, FL |  | Expungement |
| 21-02919 | 08/01/2022 | Claimant(s): William Hunt Claimant Lawyers(s): Zachary Morse Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL | ||
| 20-03507 | 07/21/2022 | Claimant(s): James Stege Claimant Lawyers(s): Kristian Kraszewski Respondent(s): LPL Financial LLC Respondent Lawyers(s): Eleonora Yonge Arbitrator(s): John P. Cullem Hearing Site: Jacksonville, FL | | Expungement |
| 21-02544 | 06/03/2022 | Claimant(s): Donald Wyrick Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): John P. Cullem Hearing Site: Nashville, TN | ||
| 21-01500 | 01/28/2022 | Claimant(s): James Charbonneau Claimant Lawyers(s): Dochtor Kennedy Respondent(s): The Investment Center. Respondent Lawyers(s): Douglas A. Wright Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 20-03192 | 11/24/2021 | Claimant(s): David Ruckno Claimant Lawyers(s): Mark S. Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 21-01028 | 10/07/2021 | Claimant(s): Kurt Chana, Malesa Young Claimant Lawyers(s): Malesa Lynn Young Respondent(s): Brian Cobb Respondent Lawyers(s): Wesley Holston Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | | $18,557 |
| 21-00036 | 07/22/2021 | Claimant(s): Dean Nowak Claimant Lawyers(s): Harris Freedman Respondent(s): Signator Investors. Respondent Lawyers(s): James V. Noblett Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
| 21-00722 | 05/28/2021 | Claimant(s): Brian Blackburn Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): John P. Cullem Hearing Site: Columbia, SC | ||
| 20-00058 | 05/28/2021 | Claimant(s): Bettina Bastille, Mark Bastille Claimant Lawyers(s): Matt Wolper Respondent(s): Curtis Smiley, Wilfredo Felix, Primex Respondent Lawyers(s): Curtis Howard Smiley, Wilfredo Felix Arbitrator(s): John P. Cullem, Kenneth R. Starr, Brian Gregorius Hearing Site: Tampa, FL | | Expungement |