17-01958 | 04/19/2018 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Douglas W. Hyman Respondent(s): Barry Connell Respondent Lawyers(s): Barry Franklin Connell Arbitrator(s): James M. Baumann, Efren Cleofe, Joseph H. Cerame Hearing Site: Newark, NJ
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15-03189 | 11/17/2017 | Claimant(s): Jose Teles Claimant Lawyers(s): Jonathan Sack Respondent(s): Nomura Securities International. Respondent Lawyers(s): Jeremy T. Adler Arbitrator(s): Jeffrey P. Bachmann, Joseph H. Cerame, Gregory J. Getz Hearing Site: New York, NY
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17-01141 | 10/30/2017 | Claimant(s): Lawrence Catena Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ
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16-02514 | 10/30/2017 | Claimant(s): Judith Spiniello Claimant Lawyers(s): Ronald A. Berutti Respondent(s): Morgan Stanley, Robert Cerasia Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Patrick J. Howley, Joseph H. Cerame, Richard C. Antonelli Hearing Site: Newark, NJ
| | $20,000 |
16-02088 | 01/23/2017 | Claimant(s): Estate of Norma Parker Claimant Lawyers(s): Michael S. Kasanoff Respondent(s): Steven BarsolonaL Financial LLC Respondent Lawyers(s): Peter W. Gillies Arbitrator(s): Joseph H. Cerame Hearing Site: Newark, NJ
| | $0 |
16-00638 | 08/12/2016 | Claimant(s): Mark Smalley Claimant Lawyers(s): Mark Brian Smalley Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Gregory M. Scanlon Arbitrator(s): Robert E. Anderson, Joseph H. Cerame, Leo J. Karwejna Hearing Site: Newark, NJ
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14-03492 | 04/14/2016 | Claimant(s): Frank Garcia Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Morgan Stanley Respondent Lawyers(s): Thomas Briody Arbitrator(s): Robert R. Salman, Joseph H. Cerame, Marvin L. Schuldiner Hearing Site: Newark, NJ
| | $300 |
15-02302 | 04/06/2016 | Claimant(s): Scott Martinson Claimant Lawyers(s): Scott Randall Martinson Respondent(s): John Thomas Financial Respondent Lawyers(s): Maria Cummings Arbitrator(s): Stephanie Morse-Shamosh, Joseph H. Cerame, Henry I. Blumberg Hearing Site: New York, NY
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15-00115 | 12/30/2015 | Claimant(s): Danitza Parchment Claimant Lawyers(s): Danitza Parchment Respondent(s): David Schuster, Maxim Group LLC Respondent Lawyers(s): Ian Hummel Arbitrator(s): Joseph H. Cerame Hearing Site: New York, NY
| | $0 |
13-02364 | 09/18/2015 | Claimant(s): Diane Willis Claimant Lawyers(s): Diane Willis Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew E. Gelfand Arbitrator(s): Kenneth J. Horowitz, Joseph H. Cerame, Mae A. Brudner Hearing Site: Newark, NJ
| | $0 |