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FINRA Awards for Frank Garcia

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0349204/14/2016Claimant(s): Frank Garcia
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Robert R. Salman, Joseph H. Cerame, Marvin L. Schuldiner
Hearing Site: Newark, NJ
Checkmark Icon$300

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