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FINRA Awards for Wells Fargo Clearing Services

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Displaying 61-70 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0304901/25/2024Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): David Ridenour
Respondent Lawyers(s): David Kyle Ridenour
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Oklahoma City, OK
21-0104201/19/2024Claimant(s): Andrea Bollakis, Richard Molsby
Claimant Lawyers(s): Cameron D. Bordner
Respondent(s): Wells Fargo Clearing Services, Megan Phillips, Michael Garner, Theodore Rich, Thomas Metzger
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Carol Ann Jensen, Arocles Aguilar, Kevin C. Coleman
Hearing Site: Reno, NV
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23-0136501/18/2024Claimant(s): Michelle Anthony
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Chase Investment Services Corp., Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young, Neal S. Robb
Arbitrator(s): Erik R. Siering
Hearing Site: Phoenix, AZ
23-0100101/17/2024Claimant(s): Ernest Montavon
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Mark A. Pratzel
Arbitrator(s): Peter E. Gillespie
Hearing Site: Hartford, CT
23-0181912/22/2023Claimant(s): Jessica Peabody
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Justin E. Condit
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
23-0230212/22/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Robert Tracy
Respondent Lawyers(s): Robert James Tracy
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
23-0071212/21/2023Claimant(s): Kenneth Park
Claimant Lawyers(s): David Harrison
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
23-0220412/14/2023Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Mitchell Roby
Respondent Lawyers(s): Mitchell Roby
Arbitrator(s): Leo G. Stern
Hearing Site: Minneapolis, MN
23-0137212/14/2023Claimant(s): Sean Sill
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Robert G. Falbisaner
Hearing Site: Boca Raton, FL
23-0189512/11/2023Claimant(s): Mohamed Azeez
Claimant Lawyers(s): Mohamed Azeez
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Joanne Colbert Stanley
Hearing Site: Boca Raton, FL

483 Results

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