| 22-01614 | 05/15/2024 | Claimant(s): Christopher Wienecke
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Yvette Cecilia Hatfield
Hearing Site: Baltimore, MD
| | |
| 22-00037 | 05/10/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Joseph Seidler
Respondent Lawyers(s): Mark Thomas
Arbitrator(s): D. Peter Gleichenhaus, Meredith F. Hoffman, Enrique Colin
Hearing Site: San Francisco, CA
| | |
| 24-00207 | 05/08/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Sara Soto
Respondent(s): Robert Boyer
Respondent Lawyers(s): Robert Anthony Boyer
Arbitrator(s): Mark H. Stein
Hearing Site: Philadelphia, PA
| | |
| 23-02692 | 05/01/2024 | Claimant(s): Carl Labruna
Claimant Lawyers(s): Carl John Labruna
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Louis David Huss, Mark A. Jacoby, Lauren Beth Shapiro
Hearing Site: Boca Raton, FL
| | |
| 23-00211 | 05/01/2024 | Claimant(s): Christina Ludvigsen, Christina Ludvigsen IRA (1107), Christina Ludvigsen IRA (3283)
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Frank Wu, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Jason Kempf
Arbitrator(s): Allan N. Taffet, Edmund Siejka, John Franklin Udochi
Hearing Site: New York, NY
|  | $7,440 |
| 22-01455 | 04/30/2024 | Claimant(s): Raymond Paller
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Valerie Holder
Arbitrator(s): Mark L Miller, Susan M. Coleman, Lisa M. Krimen
Hearing Site: Chicago, IL
| | $0 |
| 24-00216 | 04/29/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): Howard Graham
Respondent Lawyers(s): Howard Okeefe Graham
Arbitrator(s): Robert H. Putnam
Hearing Site: Jackson, MS
| | |
| 24-00260 | 04/29/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Carlin A. McCrory
Respondent(s): Tony Graybeal
Respondent Lawyers(s): Tony Graybeal
Arbitrator(s): Christopher J. Klein
Hearing Site: Orlando, FL
| | |
| 23-00420 | 04/24/2024 | Claimant(s): Leonid Krimotat, Sima Bergelson
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Kevin C. Coleman
Hearing Site: San Francisco, CA
| | $0 |
| 21-03053 | 04/16/2024 | Claimant(s): Santa Rosa Rancheria Tachi Yokut Tribe
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Joseph Alfred Davis, Robert Rosen, Robert B. Hansohn
Hearing Site: Los Angeles, CA
| | Expungement |
