| 18-00022 | 01/30/2019 | Claimant(s): Stephen Caruso
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Carol Maria Luttati, Anna Lascar, George Bartos
Hearing Site: New York, NY
| | |
| 18-02711 | 01/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Craig D. Stein
Respondent(s): Linda Zara
Respondent Lawyers(s): Linda Sue Zara
Arbitrator(s): Paul J. Burkhart
Hearing Site: Boca Raton, FL
| | |
| 18-03596 | 01/30/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas B. Lewis
Respondent(s): Joseph Stango
Respondent Lawyers(s): Joseph John Stango
Arbitrator(s): Steven T. Stern
Hearing Site: Hartford, CT
| | |
| 17-02892 | 01/29/2019 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Mitchell J. Albert
Respondent(s): Alex Salcedo
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Robert Rosen, Russell T. Doe, Marc David Wilde
Hearing Site: Los Angeles, CA
| | |
| 18-00243 | 01/25/2019 | Claimant(s): Catherine Talman, Roger Talman, 1990 Talman Family Living Trust
Claimant Lawyers(s): Leslie Schwaebe Akins
Respondent(s): Wells Fargo Clearing Services, Timothy Cusick
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Thaddeus J. Tecza, Mary C. Davis, Val D. Hornstein
Hearing Site: Salt Lake City, UT
|  | Expungement |
| 18-02270 | 01/23/2019 | Claimant(s): Leila Gough
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoffrey Beckham
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA
| | |
| 17-02820 | 01/22/2019 | Claimant(s): Jon Erickson
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliott D. Finkel, Mark S. Priver, William Ogburn Huggins
Hearing Site: Las Vegas, NV
| | |
| 17-01999 | 01/18/2019 | Claimant(s): Nancy Mellon
Claimant Lawyers(s): Nancy Kimball Mellon
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Peter Roome
Respondent Lawyers(s): Patricia Cowart, Peter D. Roome
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
| | Expungement |
| 18-01989 | 01/18/2019 | Claimant(s): Mark Soukup
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
| | |
| 18-02771 | 01/18/2019 | Claimant(s): Eric Burt
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Patrick W. McKeon, Paul Peter Nicolai, Frank Sanclemente
Hearing Site: Boston, MA
| | |
