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FINRA Awards for Wells Fargo Clearing Services

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Displaying 391-400 out of 483 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0202503/14/2019Claimant(s): James Gibson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Jim Geiger
Hearing Site: Wilmington, DE
18-0322503/12/2019Claimant(s): John Nelson
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey Rodgers, Thomas J. Cahill
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
17-0246103/08/2019Claimant(s): Bradley Glasman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group, Wells Fargo Clearing Services
Respondent Lawyers(s): Alan S. Brodherson, Geoffrey S. Beckham
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
18-0314003/06/2019Claimant(s): Jeffrey Newman
Claimant Lawyers(s): Craig D Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Steven L. Satter
Arbitrator(s): Karen Z. Fischer, Paul J. Burkhart, Mitchell Stephen Feig
Hearing Site: Boca Raton, FL
18-0207302/27/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jessica Klein
Respondent(s): Derrick Robinson
Respondent Lawyers(s): Tosh Grebenik
Arbitrator(s): Christopher M. McMurray
Hearing Site: Washington, DC
17-0142602/19/2019Claimant(s): Beatrice Welscher, Craig Welscher, Norma Welscher
Claimant Lawyers(s): Leonard J. Meyer
Respondent(s): Wells Fargo Clearing Services, Richard DeYoung
Respondent Lawyers(s): Edward F. Fernandes
Arbitrator(s): Thomas M. Campbell, Leonard J. Sullivan, Jeff Kilgore
Hearing Site: Houston, TX
Checkmark Icon$786,600
18-0226502/08/2019Claimant(s): Michael Anderson
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
17-0165702/08/2019Claimant(s): Lori Conti, Orlando P. Conti Revocable Trust
Claimant Lawyers(s): Justin Sauerwald
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Richard J. Kaplan, Donald Theodore Ryce, Sonja Shuford
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
17-0190202/07/2019Claimant(s): Benita Gabbe, Benita L. Gabbe Revocable Trust
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
17-0270001/31/2019Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Matthew Maczko, IRA, Matthew Maczko and Loretta Maczko Joint, Loretta Maczko Dec of Trus, Matthew Maczko Dec of Trust
Respondent Lawyers(s): Matthew Christopher Maczko
Arbitrator(s): Arne R. Rode, Jerome K. Rumps, Alan Rosen
Hearing Site: Chicago, IL
Checkmark Icon$0

483 Results

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