| 23-02909 | 08/05/2024 | Claimant(s): Keith Wood
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery D. Rodgers
Arbitrator(s): Christopher J. Klein
Hearing Site: Orlando, FL
| | |
| 23-03648 | 08/02/2024 | Claimant(s): Mandisa Landry
Claimant Lawyers(s): Thomas Momjian
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | |
| 23-00028 | 07/11/2024 | Claimant(s): Lisa Idlett
Claimant Lawyers(s): John E. Jenkins
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Rima F. Hartman
Arbitrator(s): Catherine Stewart
Hearing Site: Jersey City, NJ
| | |
| 23-02741 | 07/11/2024 | Claimant(s): Stephen Mosca
Claimant Lawyers(s): Craig Stein
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Steven N. Ainbinder, Edward Alexander Jaffe, Rosemarie Elizabeth Stoffo
Hearing Site: Boca Raton, FL
| | |
| 24-00404 | 07/01/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gabriel Lee-Sanchez
Respondent(s): Jason Bostian
Respondent Lawyers(s): Jason Bostian
Arbitrator(s): Shawn Ridgell
Hearing Site: San Francisco, CA
| | |
| 23-02624 | 07/01/2024 | Claimant(s): Sheree Gaines-Lawrence
Claimant Lawyers(s): Sheree Gaines-Lawrence
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Linda A. Allen, Theresa Joan Rosenberg, Arlene Simon Backman
Hearing Site: Charlotte, NC
| | |
| 23-02758 | 06/28/2024 | Claimant(s): Raquel Pacheco
Claimant Lawyers(s): Daniel J. Donovan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Charlton Young
Arbitrator(s): Michael S. Matek
Hearing Site: Cleveland, OH
| | |
| 23-02812 | 06/25/2024 | Claimant(s): Levent Bayrasli
Claimant Lawyers(s): Alex Padla
Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Deirdre Wolff, Katelyn H. Wilson
Arbitrator(s): Gregory J. Spadea
Hearing Site: Philadelphia, PA
| | |
| 24-00675 | 06/21/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Jason D. Evans
Respondent(s): Helen Grace Caldwell
Respondent Lawyers(s): Helen Grace Caldwell
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
| | |
| 23-01752 | 06/14/2024 | Claimant(s): Steven Smith
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Joyce L. Hurley, Dana L. Bigman, Anita Rae Shapiro
Hearing Site: Los Angeles, CA
|  | Dismissed by Rule 12206 |
