| 20-03367 | 05/26/2021 | Claimant(s): Stephen Bender
Claimant Lawyers(s): Brian Luther
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Francis A. King
Hearing Site: Pittsburgh, PA
| | |
| 17-01614 | 05/25/2021 | Claimant(s): Moon Choi
Claimant Lawyers(s): Robert Choi
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Robert D. Sussin, Rosa Linda Guadarrama, Brenda Lee James
Hearing Site: Los Angeles, CA
|  | Expungement |
| 19-03494 | 05/21/2021 | Claimant(s): Mahes Prasad
Claimant Lawyers(s): Alan Baskin
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Retta A. Miller
Arbitrator(s): Barbara M. Zak
Hearing Site: Phoenix, AZ
| | |
| 20-03037 | 05/19/2021 | Claimant(s): Peter Nicoletti
Claimant Lawyers(s): Jonathan C. Schwartz
Respondent(s): Morgan Stanley & Co., Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart, Trae D. Meyr
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 20-02888 | 05/13/2021 | Claimant(s): Gerald Corrigan
Claimant Lawyers(s): Gerald A. Corrigan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffrey D. Rodgers
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
| | $125 |
| 19-02695 | 05/11/2021 | Claimant(s): Frank Lestarchick
Claimant Lawyers(s): Mark E. Margiotta
Respondent(s): Alfonso Gialanella, Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David S. Billet
Hearing Site: Jersey City, NJ
| | $43,225 |
| 20-00737 | 04/29/2021 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Aaron Chung
Respondent Lawyers(s): Aaron Moon-Young Chung
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
| | |
| 20-03194 | 04/29/2021 | Claimant(s): Charles Miller
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services, Banc of America Investment Services Inc., Citicorp Investment Services
Respondent Lawyers(s): Adam Kauff, Demian J. Betz, Kathryn D. Perreault
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
| | |
| 20-01621 | 04/26/2021 | Claimant(s): Patrick Peterson
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
| | Expungement |
| 20-02613 | 04/23/2021 | Claimant(s): Joseph Eschleman
Claimant Lawyers(s): Michael Bessette
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
